FINRA Suspends Former LPL Broker for Soliciting Investors for Unauthorized Variable Life Insurance Policy

April 15, 2019

Cetera to Acquire Assets of Foresters’ Brokerage and Advisory Business

April 10, 2019

KMS Financial Services Names New Chief Executive Officer

April 8, 2019

ProEquities Names Vice President of Business Development

March 25, 2019

Securities America Recruits Former Questar Super-OSJ

March 13, 2019

BB&T to Return More Than $5 Million to Retail Investors to Settle SEC Charges

March 6, 2019

Cetera Adds Teacher-Founded Credit Union to Platform

March 1, 2019

Cetera Advisor Networks Adds $2.5 Billion OSJ

February 27, 2019

Robert Moore Steps Down as CEO of Cetera, Cites Health Reasons

February 20, 2019

Ladenburg’s Highland Capital Recruits Advisory Group with $150 Million In Client Assets

February 20, 2019

Howard Capital Names Former Bluerock Exec as Managing Director of National Accounts

December 21, 2018

LPL Financial Nabs Former Cetera Trio with $185 Million in Client Assets

December 17, 2018

Husband-Wife Team Join Cetera from Ameriprise

December 14, 2018

Baird and Hilliard Lyons to Merge

November 28, 2018

LPL Recruits Former Wells Fargo Advisors Financial Advisor

November 20, 2018

Cetera Hires Former LPL Exec as a Community Financial Institution Director

November 16, 2018

LPL Financial Adds Former Cetera Team to IBD and RIA Platform

November 8, 2018

Triad Advisors Adds $850 Million Team from Wells Fargo

November 6, 2018

SEC Charges Former Next Financial Adviser with $3.9 Million Fraud

November 5, 2018

Ladenburg’s Highland Capital Acquires Certain Assets of Four Seasons Financial Group

November 5, 2018