Tag: brokerage
Former Merrill Lynch Advisor Launches Practice with LPL Financial
LPL Financial LLC, the nation's largest independent broker-dealer, reported that financial advisor Peter Shunyia has joined the firm to launch his independent practice, Shunyia...
Former Wells Fargo Financial Advisor Joins LPL Financial
LPL Financial LLC, the nation's largest independent broker-dealer, has added financial advisor Guy Rodgers to its broker-dealer, corporate registered investment advisor, and custodial platforms....
LPL Financial Recruits Former Morgan Stanley Advisor
LPL Financial LLC, the nation's largest independent broker-dealer, has added financial advisor Douglas Chin to its broker-dealer, corporate registered investment advisor, and custodial platforms.
Formerly...
LPL Financial Recruits Adviser Managing $260 Million
LPL Financial LLC, the nation's largest independent broker-dealer, has added Lindsey Rhea of Alia Wealth Partners to its broker-dealer, corporate registered investment advisor, and...
LPL Financial Recruits Another Texas-Based Team
LPL Financial LLC, the nation's largest independent broker-dealer, has added Corpus Christi Financial Group to its broker-dealer, corporate registered investment advisor, and custodial platforms.
Corpus...
LPL Financial Recruits $625 Million Texas-Based Team
LPL Financial LLC, the nation’s largest independent broker-dealer, has added TBT Financial Services to its broker-dealer, corporate registered investment advisor, and custodial platforms.
The advisors...
Lasalle St. Recruits $100 Million Husband-and-Wife Advisor Team from Cetera
LaSalle St., a family of wealth management firms encompassing independent broker-dealer and registered investment adviser (RIA) platforms, has recruited Roger and Rebecca Hannan, a...
LPL Managing Director and Chief Investment Officer to Retire in Early...
LPL Financial Holdings Inc. (Nasdaq: LPLA), the parent of LPL Financial LLC – the nation’s largest independent broker-dealer, reported that Burt White, managing director...
Former Oppenheimer Team Launches New Practice with LPL
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Tower 68 Financial Advisors, a former Oppenheimer team with approximately $550 million in advisory,...
FINRA Alerts Firms to New Phishing Campaign Using Fraudulent Domain Names
The Financial Industry Regulatory Authority has issued Regulatory Notice 21-30 warning firms of an ongoing phishing campaign that involves fraudulent emails purporting to be...
