Tag: brokerage
Securities America Recruits $150 Million Team
Securities America, a wealth management firm within Advisor Group’s network, has recruited Heritage Harbor Financial Associates, an independent financial advisory business headquartered in Port...
LPL Nabs M&T Bank’s $20 Billion Retail Brokerage and Advisory Business
M&T Bank Corporation (NYSE: MTB) has chosen LPL Financial, the nation’s largest independent broker-dealer, to support its retail brokerage and advisory business. M&T, which...
LPL Financial Adds $180 Million Financial Advisor
LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Keith Boyd to its broker-dealer and hybrid registered investment advisor platforms, leveraging...
Triad Recruits $130 Million Hybrid
Triad Advisors, a wealth management firm within the Advisor Group network, has added Professional Planning & Wealth LLC to its corporate registered investment adviser...
LPL Financial Recruits Former First Allied Team
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Kris Staples and Trevor Johnson of Staples Financial to its broker-dealer and corporate registered...
Kestra Financial Names Former eMoney Exec as President
Kestra Financial Inc., a wealth management platform for independent financial professionals, has hired Stephen Langlois as president to oversee the Kestra-branded broker-dealer and registered...
LPL Financial Recruits Father/Son Duo from Voya Financial
LPL Financial LLC, the nation’s largest independent broker-dealer, has added father and son financial advisors Matt Meyers Sr. and Matthew Meyers Jr. of Crossroads...
Securities America CEO Nominated for Second Term on FINRA Board
Securities America, a wealth management firm within Advisor Group’s network, reported that president and chief executive officer Jim Nagengast has been nominated to the...
ProEquities Names New President
ProEquities Inc., a registered investment advisor and broker-dealer, has promoted interim president Libet Anderson to president of the company. Anderson has more than 30...
Securities America Recruits Credit Union Team from LPL
Securities America, a wealth management firm within Advisor Group’s network, has added Oregon Community Credit Union (OCCU) to its financial institutions platform. The team...
