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ADISA Names 2021 President, President-Elect and Officers

At its first meeting of the year, the board of the Alternative & Direct Investment Securities Association (ADISA), a trade association representing the alternative...

LPL Financial Recruits Former Kestra Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Florida-based FDR Financial Group Inc. to its broker-dealer and corporate RIA platforms, leveraging LPL...

LPL Financial Recruits Financial Advisor from J.P. Morgan Securities

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Bryan Schneider to its broker-dealer and corporate RIA platforms, leveraging LPL as...

Concorde Investment Services Hires Due Diligence Officer

Concorde Investment Services LLC., a full-service broker-dealer, has hired Amy Gunter to serve as the company’s due diligence officer where she will analyze and...

LPL Financial Recruits Advisor from Wells Fargo

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Joe Mastroianni to its broker-dealer and corporate RIA platform. He is aligned...

Securities America Recruits Wealth Management Team from Ameriprise

Securities America, a wealth management firm within Advisor Group’s network, has recruited Gaulden & Associates Wealth Management, a North Carolina-based wealth management group with...

ADISA Names 2021 Board of Directors

Members of the Alternative & Direct Investment Securities Association (ADISA), a trade association representing the alternative investment and securities industry, have chosen new directors...

LPL Recruits $900 Million Team from Cambridge

LPL Financial, the nation’s largest independent broker-dealer, has added Albany, New York-based Rosemont Financial Group to its broker-dealer and corporate RIA platforms. The advisors...

LPL Financial to Buy Waddell & Reed’s Wealth Management Business

LPL Financial, the nation’s largest independent broker-dealer, has entered into an agreement with Macquarie Asset Management to buy the wealth management business of Waddell...

Former Cetera Team Returns to LPL Financial

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that Nautica Wealth Advisors has returned to its broker-dealer and corporate RIA platforms. The advisors...