Tag: wealth management
Mercer Advisors Buys $660 Million RIA
Mercer Global Advisors Inc., a registered investment adviser, has acquired ClearRock Capital LLC, a wealth management firm headquartered in Sun Valley, Idaho with a...
LPL Financial Recruits $210 Million Team from Wells Fargo
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Ridgeline Wealth Management to its broker-dealer and corporate registered investment advisor custodial platforms. The...
Cetera Hires Head of Business Development to Bolster Recruiting Efforts
Cetera Financial Group, a network of independent financial advisor firms, has named John Pierce as head of business development to drive its financial professional...
Mercer Advisors Buys Los Angeles-Based RIA
Mercer Global Advisors Inc., a registered investment adviser, has purchased Argosy Wealth Management Inc., a wealth management firm located near Beverly Hills, California with...
LPL Financial Recruits $530 Million Hybrid
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Altoona, Wisconsin-based Bernicke Wealth Management to its broker-dealer and hybrid retail investment advisor custodial...
Advisor Group Adds Reg BI Compliance Tools to Account Management Platform
Advisor Group, the nation's largest network of independent wealth management firms, has added new features to its digital client onboarding and account management platform...
LPL Financial Recruits Financial Advisor with $120 Million in Client Assets
LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Corinne Koehler to its broker-dealer, corporate registered investment advisor and custodial platforms....
Cary Street Partners to Buy RIA Waypoint Advisors
Cary Street Partners, an independent financial services firm, has agreed to purchase Waypoint Advisors, a Virginia Beach-based independent registered investment advisor with $215 million...
LPL Financial Recruits Former Securities America Team
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Omaha, Nebraska-based Fogarty Wealth Management to its broker-dealer, corporate registered investment advisor, and custodial...
LPL Recruits Father/Daughter Team
LPL Financial LLC, the nation’s largest independent broker-dealer, has added father and daughter financial advisors Emile P. Oestriecher III and Anne Oestriecher to its...
