Tag: wealth management
EP Wealth Advisors Expands to East Coast with Acquisition of $1.1...
EP Wealth Advisors LLC, an independent registered investment adviser, has acquired Massachusetts-based Minot Wealth Management LLC, a fee-only RIA with approximately $1.1 billion in...
LPL Financial Adds Former Altruist Executive to Management Team
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that Pete Dorsey has joined the firm as executive vice president of institution services. Dorsey...
Vero Wealth Management Joins Linsco by LPL Financial
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Benjamin Link and Steve Sexton have joined LPL’s employee advisor model, Linsco...
Wealth Enhancement Group Adds Hybrid RIA with $663 Million in Client...
Wealth Enhancement Group, an independent wealth management firm with more than $56 billion in total client assets, has added Pinnacle Private Wealth, a hybrid...
Perigon Merges with PM Wealth Management, Forms Strategic Alliance with Prager...
Perigon Wealth Management, an independent wealth management firm with $3.6 billion in client assets, has merged with PM Wealth Management, a New York-based registered...
Cetera Recruits $140 Million Team from Commonwealth
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, has recruited Cramer Capital Management, a Kansas City-based team formerly affiliated...
Atria’s Cadaret Grant Adds Former UBS Team with $600 Million in...
Cadaret Grant, an independent wealth management firm and subsidiary of Atria Wealth Solutions Inc., has recruited a team of former UBS financial professionals led...
Advisor Group’s SagePoint Financial Recruits Team with $203 Million in Client...
SagePoint Financial, an independent wealth management firm within the Advisor Group network, has added Brian Falconer and his team of 16 registered representatives to...
SFA Partners Hires Director of Business Development
SFA Partners, a group of financial services firms, has hired Bryan Yvon as director of business development. In his new position, Yvon will focus...
LPL Financial Hires EVP of Corporate Strategy and New Ventures
LPL Financial LLC, the nation’s largest independent broker-dealer, has hired Katelyn Shackleton as executive vice president of corporate strategy and new ventures. In her...
LPL Financial Reports 2Q22 Results, Decrease in Advisory and Brokerage Assets
LPL Financial Holdings Inc. (Nasdaq: LPLA), the parent of LPL Financial LLC – the nation’s largest independent broker-dealer, released its second quarter 2022 financial...
Captrust to Buy $4 Billion Midwest RIA
Captrust Financial Advisors, an independent registered investment advisor, has purchased Frontier Wealth Management, an RIA with 46 employees and $4 billion in client assets.Frontier,...
Carson Group Hires Former LPL Exec as Chief Market Strategist
Carson Group, a financial services firm that manages $20 billion in assets, has hired Ryan Detrick as chief market strategist. In his new role,...
Mariner to Buy $26 Billion LPL Affiliate
Mariner Wealth Advisors, a firm with more than $60 billion in assets under advisement, has agreed to purchase The Financial Services Network, a national...
Welton Hires Senior Managing Director to Lead New Wealth Management Group
Welton Investment Partners, an alternative investment manager, has hired William Marr as senior managing director to lead its newly formed wealth management group.Marr has...
Sageview Hires Former Goldman Exec as Chief Operating Officer
SageView Advisory Group, an independent registered investment advisory firm, has hired Jorge Bernal as chief operating officer.In his new role, Bernal will oversee all...
LPL Financial to Buy $5 Billion Firm
LPL Financial LLC (Nasdaq: LPLA), the nation's largest independent broker-dealer, has agreed to purchase the private client group business of Boenning & Scattergood, a...
Wealth Enhancement Group to Buy $574 Million RIA
Wealth Enhancement Group, an independent wealth management firm, plans to acquire Hawkins Wealth Management, a registered investment adviser with $574 million assets under management...
Advisor Group to Buy $40 Billion Independent Broker-Dealer
Advisor Group, one of the nation's largest networks of independent wealth management firms, has agreed to purchase American Portfolios Financial Services Inc., a full-service,...
LPL Financial Recruits Ex-Wells Fargo Team
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Encore Capital Management to its broker-dealer and corporate registered investment advisor model. The team...
