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Advisor Group’s Securities America Recruits Advisors from LPL and Mutual of...

Securities America, a wealth management firm within Advisor Group’s network, has recruited three financial professionals with a total of $120 million in client assets....

Former Wells Fargo Advisor Launches Independent Practice with LPL Financial

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Richard Pakes to its broker-dealer and corporate registered investment advisor platforms. Pakes...

Wealth Enhancement Group Buys $1.75 Billion Boston-Based RIA

Wealth Enhancement Group, an independent wealth management firm, has purchased North American Management, an independent registered investment adviser based in Boston that has $1.75...

FINRA Fines Securities America for Violating Customer Privacy

The Financial Industry Regulatory Authority has fined Securities America $125,000 for purportedly helping 12 recruited brokers take nonpublic personal customer information from their former...

LPL Financial Adds $675 Million Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added WWK Investments to its broker-dealer, corporate registered investment advisor and custodial platforms. The family...

Advisor Group Launches National Advisory Board

Advisor Group, a network of independent wealth management firms, has launched its new National Advisory Board (NAB), consisting of 12 advisors from across its...

Cetera’s Farpointe Wealth Partners Recruits $190 Million Team

Farpointe Wealth Partners LLC, an independent financial advice firm within the Cetera network, has added Schexnayder Wealth Advisors, a $190 million asset team led...

Team with $350 Million in Client Assets Returns to LPL Financial

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that New Jersey-based Foran Financial Group has returned to the firm. The team serves approximately...

Stratos-Backed Brown Wealth Management Increases Client Assets to $1.2 Billion with...

Brown Wealth Management, a San Diego-based independent wealth management firm, has purchased Truuwater Financial. The transaction combines two San Diego-based wealth managers, expanding Brown...

Advisor Group Names President and CEO Of SagePoint Financial

Advisor Group, a network of independent wealth management firms, has appointed Desireé Sii as president and chief executive officer of SagePoint Financial following the...