Tag: wealth management
LPL Financial Recruits $1 Billion Team from Securian
LPL Financial LLC, the nation’s largest independent broker-dealer, has added San Mateo, California-based SGC Financial and Insurance Services to its broker-dealer and corporate registered...
Private Equity-Backed Wealth Enhancement Group Expands Leadership Team and Board
Wealth Enhancement Group, an independent wealth management firm backed by TA Associates that oversees $19.4 billion in client assets, has expanded its leadership team...
Former Wells Fargo Team Launches $500 Million Hybrid Practice with LPL
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Anthony “Tony” Frigoletto has launched his new independent practice, River’s Edge Wealth...
Focus Financial to Buy $676 Million RIA
Focus Financial Partners Inc. (NASDAQ: FOCS), a registered investment advisor aggregator, has agreed to purchase Seasons of Advice Wealth Management LLC, a wealth management...
LPL Recruits Father/Son Duo from Cadaret Grant
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Jess Murphy and Nathan Murphy to its broker-dealer and the corporate registered investment advisor...
Creative Planning Buys $1.6 Billion Atlanta-Based RIA in Largest Deal Yet
Creative Planning Inc., one of the nation's largest registered investment advisers, has purchased TrueWealth, an Atlanta-based RIA with approximately $1.6 billion in assets under...
Advisor Group’s Royal Alliance Recruits $120 Million Former Ameriprise Team
Royal Alliance Associates, an independent wealth management firm within the Advisor Group network, has recruited Financial Foundation Services, a New Jersey-based wealth management firm...
Lasalle St. Recruits $625 Million Retirement Services Group
LaSalle St., a family of wealth management firms, has recruited Retirement Services Group, a Northbrook, Illinois-based practice specializing in profit sharing and 401(k) plans...
Hightower Invests in $1.3 Billion Stearns Financial Group
Hightower, a registered investment advisor backed by private equity firm Thomas H. Lee Partners, has secured an investment in Stearns Financial Group, a $1.3...
LPL Financial Recruits $375 Million Firm from Wells Fargo
LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Allen Lorenzi, Ira Shapiro and Michael Walker who have teamed up to...
