Tag: wealth management
Former UBS Advisor Jumps to LaSalle St.
LaSalle St., a family of wealth management firms encompassing independent broker-dealer and two registered investment adviser platforms, announced former UBS Financial Services vice president...
Wealth Advisory Firm with $250 Million in Assets Under Administration Joins...
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that the advisors of Wooster Square Advisors joined Cetera Advisor...
Cetera Recruits Two Advisors with $218 Million in Assets Under Administration
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that Michael Hall, financial advisor, and Michael Ostdiek, registered representative,...
$206 Million Firm Joins Cetera
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that the advisors of True Wealth Advisor Group have affiliated...
Three Firms Managing More Than $600 Million Join Cetera
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that three teams managing approximately $610 million in assets under...
Cetera Makes Strategic Investment in $1.7 Billion Prosperity Advisors
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that it has made a minority investment in $1.7 billion...
FS Investments Acquires Portfolio Advisors to Form a $73 Billion Alts...
FS Investments, a sponsor of alternative investment products, and Portfolio Advisors, a middle-market private asset specialist, announced they have entered into a definitive agreement...
Cetera Reports Record Recruitment in 2022, Adds $13 Billion in Assets...
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that it attracted more than $13 billion through organic recruiting...
LPL Expands Investor and Investment Solutions Leadership Team with Two New...
LPL Financial LLC, the nation’s largest independent broker-dealer, announced the addition of two executives to the firm’s “investor and investment solutions leadership team.“
Cory Triolo...
LPL Financial Expands Board of Directors with Addition of Albert Ko
LPL Financial Holdings Inc., the nation’s largest independent broker-dealer, announced that Albert Ko has been elected to the company’s board of directors as an...
Cetera Financial Recruits $2.5 Billion RIA
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that The Patriot Financial Group, an independent, registered investment advisor...
The DI Wire’s Top 10 Stories of 2022
As the year comes to an end, The DI Wire has compiled a list of our Top 10 most-read news stories of 2022. Over...
Larry Roth to Lead Binah Capital Following Merger of Wentworth and...
Kingswood Acquisition Corp. announced that wealth management industry leader Larry Roth will become executive chairman of Binah Capital Group Inc., a national wealth management...
$600 Million Kansas RIA Joins LPL
LPL Financial LLC announced that Strategic Partners Inc. has joined LPL Financial’s broker-dealer, registered investment advisor and custodial platforms, aligned with National Financial Alliance.
Strategic...
Los Angeles RIA Affiliated with LPL Acquires $860 Million RIA
Perennial Financial Services, a registered investment advisor affiliated with LPL Financial, acquired Ford Financial Group, a fellow LPL-affiliate based in Fresno, Calif. that oversees...
Mercer Acquires $5 Billion RIA
Mercer Advisors Inc., a registered investment adviser with $38 billion in client assets, acquired Regis Management Company LLC, a wealth management firm with $5...
Atria Taps Former LPL Managing Director to Lead Independent Channel
Atria Wealth Solutions Inc., a wealth management solutions holding company, has named former LPL Financial senior executive William P. Morrissey Jr., as head of...
Perigon Wealth Management Acquires $330 Million RIA and Adds Financial Advisor
Perigon Wealth Management, an independent wealth management firm with more than $4 billion in client assets under management, acquired Nauset Wealth Management LLC of...
Former Morgan Stanley Rep Joins Linsco by LPL
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Tim Truebenbach CFP, has joined LPL’s employee advisor channel, Linsco by LPL...
Artiea Capital Management Joins LPL from Wells Fargo Financial Advisors Network
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that the team at Artiea Capital Management has joined LPL Financial’s broker-dealer, RIA and custodial...
