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Captrust Names Head of Wealth Management Group, Reports Record Growth for...

Captrust Financial Advisors, an independent registered investment advisor, has promoted Eddie Welch to managing principal for the wealth management group. The firm also reported...

LPL Financial Recruits Three Advisors from Securities America

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Steven Allison, Jonathan “David” Cummings, and Raymond Empkey to its broker-dealer, corporate...

LPL Financial Recruits Former Sagepoint Financial Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has recruited Progressive Financial Concepts, a team of financial advisors who collectively serve $450 million in...

Former Wells Fargo Advisor Goes Independent with Move to LPL Financial

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Tim Vanderloo to its broker-dealer, hybrid registered investment advisor, and custodial platforms. Vanderloo aligned...

Former UBS Advisor Goes Indie with Prospera

Prospera Financial Services Inc., an independent broker-dealer, has recruited 20-year industry veteran Steven Loerke, founder of California-based Redwood Advisory, who manages $100 million in...

CI Financial to Buy $4.7 Billion Atlanta-Based RIA

CI Financial Corp. (TSX: CIX; NYSE: CIXX), a dual-listed investment and wealth management company based in Canada, has agreed to purchase Brightworth LLC, an...

LPL Financial Recruits Former Royal Alliance Firm

LPL Financial LLC, the nation’s largest independent broker-dealer, has added The Monteverde Group to its broker-dealer, corporate registered investment advisor, and custodial platforms. Monteverde’s team...

Private Equity-Backed Mercer Advisors Buys $740 Million Firm

Mercer Global Advisors Inc., a registered investment adviser with $28 billion in client assets, has purchased Epstein & White Financial LLC, a wealth management...

Advisor Group’s Securities America Recruits Advisors from LPL and Mutual of...

Securities America, a wealth management firm within Advisor Group’s network, has recruited three financial professionals with a total of $120 million in client assets....

Former Wells Fargo Advisor Launches Independent Practice with LPL Financial

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Richard Pakes to its broker-dealer and corporate registered investment advisor platforms. Pakes...