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LPL Financial Recruits $1 Billion Hybrid from Cetera

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Tagge Rutherford Financial Group to its broker-dealer and corporate RIA platforms, which leverage LPL...

Former Wells Fargo Advisor Goes Indie with Move to LPL

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Rajat Rajan of the newly minted Tranquil Advisors to its broker-dealer and...

LPL Financial Hires Former Bank of America Exec as EVP and...

LPL Financial LLC, the nation’s largest independent broker-dealer, has hired Thomas Cappello as executive vice president and chief risk officer. In his new role,...

LPL Financial Adds $350 Million Credit Union Team

LPL Financial LLC (Nasdaq: LPLA), the nation’s largest independent broker-dealer, announced that the wealth management division at GreenState Credit Union has joined the company’s...

LPL Financial Recruits $200 Million Team from Blucora

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Reason Financial to its broker-dealer and hybrid registered investment advisor platform, leveraging LPL as...

Focus Financial to Buy $1.6 Billion Ohio-Based RIA

Focus Financial Partners Inc. (Nasdaq: FOCS), a partnership of independent, fiduciary wealth management firms, has agreed to purchase Fairway Wealth Management, an Ohio-based registered...

LPL Financial Recruits Team from Advisor Group’s Securities Service Network

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Hendrix Group Financial Services to its broker-dealer and corporate RIA platforms, which leverage LPL...

Former Wells Fargo Advisors Join LPL and Launch Indie Firm

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that longtime financial advisors Marc DeCicco and Tad M. Wilson have launched their independent practice,...

SEC Charges Former LPL Adviser with Stealing $330,000 from Retired Client

The Securities and Exchange Commission has filed an emergency action charging investment adviser Matthew O. Clason with stealing $330,000 from a retired 73-year-old client...

KBS Growth & Income REIT Terminates Distribution Reinvestment Plan and Private...

The board of KBS Growth & Income REIT Inc., a publicly registered non-traded real estate investment trust, has terminated the company’s distribution reinvestment plan...