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Jaime Lizárraga Sworn in as SEC Commissioner

The Securities and Exchange Commission reported that Jaime Lizárraga has been sworn into office as a commissioner by Chair Gary Gensler. His term expires...

Mark Uyeda Sworn in as SEC Commissioner

Mark Uyeda was sworn in as an SEC commissioner on Thursday after being nominated by President Biden earlier this year and confirmed by the...

Former Broker Sentenced to Six Years in Prison for Embezzling Millions...

John Sherman Jumper, a former broker, was sentenced for embezzling $5.7 million from the pension benefit plan for employees of Snowshoe Refractories, a fire...

SEC Enforcement Attorney Sworn in as Newest Commissioner

Allison Herren Lee was sworn into office on July 8 as a commissioner of the Securities and Exchange Commission. She was nominated by President...