SagePoint Adds Three Advisor Groups with $2 Billion in Client Assets
SagePoint Financial, a financial services firm with more than 1,900 advisors nationwide, announced that High Point Capital Group, Legacy Financial Advisors Inc., and Buckley...
RK Properties Wins Triple Digit Returns for TIC and Fund Investors in Latest Sale
RK Properties, a sponsor of alternative private placement offerings, has sold Pinnacle Fort Union in Salt Lake City, Utah for nearly $31.8 million on...
Aegis Capital Fined $1.3 Million for Failing to File Suspicious Activity Reports
Aegis Capital Corporation, a New York-based brokerage firm with 400 reps, was fined a combined $1.3 million by both the SEC and FINRA for...
Triloma EIG Funds Agree to Liquidate
The boards of Triloma EIG Energy Income Fund and Triloma EIG Energy Income Fund – Term I, two unlisted investment companies that focus on...
Hartman vREIT XXI Buys Value-Add Portfolio Near Dallas for $5 Million
Hartman vREIT XXI Inc., a publicly registered non-traded real estate investment trust, has purchased the Richardson Tech Center, a four-building, 97,000-square-foot portfolio located in...
Tortoise Launches $50 Million Interval Fund
Tortoise Investments has launched the Tortoise Tax-Advantaged Social Infrastructure Fund (TSIFX), a $50 million closed-end interval fund that plans to focus at least 80...
MBD Solutions Hires National Sales Director
MBD Solutions, a third party managing broker-dealer, has hired Michael Roman as director of national sales to oversee the company’s sales strategies and relationship...
Strategic Storage Trust IV Buys 460-Unit Self Storage Facility in Riverside, California
Strategic Storage Trust IV Inc., a publicly registered non-traded real estate investment trust sponsored by SmartStop Asset Management, has purchased a 460-unit self storage...
Triad Affiliate Recruits $100 Million Advisor from Lincoln Financial
Triad Advisors LLC, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited Atlanta area advisor Chris Kohne to Sugarloaf...
SEC Charges Broker-Dealer in Employee’s Alleged Pump-and-Dump Scheme
The Securities and Exchange Commission has charged broker-dealer Wedbush Securities Inc. for failing to supervise one of its registered representatives who was allegedly involved...
