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Monthly Archives: October 2017

Carey Credit Income Fund Changes Name Following Approval of New Investment Advisor

Shareholders of Carey Credit Income Fund, a non-traded business development company, approved the appointment of Guggenheim Partners Investment Management LLC as the company’s new...

InPoint Commercial Real Estate Income Originates Mezzanine Loan to Purchase Office Portfolio

InPoint Commercial Real Estate Income Inc., a non-traded commercial mortgage real estate investment trust, has originated a $7.5 million mezzanine loan for the acquisition...

Bluerock Hires Two More of Griffin’s Former Top Producers

Bluerock Capital Markets LLC, the managing broker-dealer for real estate investment firm Bluerock Real Estate, has hired Bruce Pomper and Jason Van Dusen, two...

LPL Retains $2 Billion NPH Firm

LPL Financial, the nation’s largest independent broker-dealer, has retained Trilogy Financial, a privately held financial planning firm affiliated with National Planning Corp. with more...

SEC Charges Investment Adviser with Stealing $9 Million From Charitable Foundation

The U.S. Securities and Exchange Commission has charged a New York-based investment adviser with defrauding a non-profit charitable foundation out of $9 million. The SEC...

Starwood Capital Launching $5 Billion Non-Traded REIT

Starwood Capital Group, a global real estate investment manager, plans to launch a $5 billion non-traded REIT named Starwood Real Estate Income Trust Inc....

Two LPL-Affiliated Super-OSJs Merge in Latest Consolidation

Two LPL-affiliated super offices of supervisory jurisdiction have announced plans to merge amidst the ongoing consolidation trend seen in the independent broker-dealer space. Chicago-based...

Securities America Adds $1.35 Billion Group from LPL

Securities America, the independent broker-dealer subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), announced that super office of supervisory jurisdiction Priority Financial Group...

The DI Wire Q&A with Computershare’s Kevin Brennan

The DI Wire sat down with Kevin Brennan, executive vice president of sales and marketing for global transfer agent Computershare's U.S. investor services,...

CNL Growth Completes Liquidation with 80% Total Return to Early Investors

CNL Growth Properties, a publicly registered non-traded real estate investment trust, has completed the liquidation of its portfolio according to the plan approved...