Tag: securities
Non-Traded REIT Redemptions Exceed 350% of Fundraising in February
Fundraising among non-traded real estate investment trusts in February 2023 sunk to just $489 million, a low not seen since August 2020, while reported...
Non-Traded REITs had “The Best of Times and the Worst of...
According to the latest industry report from Robert A. Stanger & Co., non-traded alternative investment fundraising reached $7.8 billion in January with non-traded REITs...
Skyway Capital Markets Expands Capital Markets Team
Skyway Capital Markets LLC, a managing broker-dealer and wholesale securities distribution firm, announced that Oskar Mossberg has joined Skyway’s managing broker-dealer solutions team as...
NAV REITs Post Five-Year Cumulative Total Return of 66%
According to a report published by investment banking firm Robert A. Stanger & Co., Inc., non-traded net asset value REITs have posted a cumulative...
Non-Traded Alternative Investments Raised Record $104 Billion in 2022
Robert A. Stanger & Co. reported that 2022 non-traded alternative investment fundraising totaled a record $104 billion, a 23% increase over 2021.
The increase was...
Advisor Vows to Fight FINRA Charges of Inappropriate REIT Sales
The Financial Industry Regulatory Authority’s Department of Enforcement filed a disciplinary proceeding against Mark Sam Kolta, who, while associated with former FINRA member firm...
The DI Wire’s Top 10 Stories of 2022
As the year comes to an end, The DI Wire has compiled a list of our Top 10 most-read news stories of 2022. Over...
Alternative Investment Fundraising on Pace to Top $100 Billion in 2022
According to the latest report from Robert A. Stanger & Co., non-traded alternative investments are on pace to raise more than $100 billion in...
Inland Venture Partners Completes $160 Million Capital Raise for Second Manufactured...
Inland Venture Partners LLC, the private equity real estate arm of Inland Real Estate Investment Corporation, announced that MH Ventures Fund II Inc., a...
SEC Files Charges in $57 Million Office Space Investment Scheme
The Securities and Exchange Commission filed charges last week against James Robinson and David Kennedy in connection with an investment scheme that defrauded investors...
Non-Traded REIT Fundraising Continues to Slow While Redemptions Rise
Robert A. Stanger & Co., a boutique investment bank that specializes in non-traded alternative investments, revealed in its most recent monthly report that fundraising...
SEC Charges Unregistered Brokers That Facilitated $1.2 Billion in Securities Trades
The Securities and Exchange Commission charged Jeffrey K. Galvani, Stuart A. Jeffery and two New York-based entities they controlled with operating as unregistered broker-dealers...
Stanger: NAV REITs Post a Cumulative 71% Total Return Over Past...
Net Asset Value REITs posted a 1.7% return during the third quarter 2022 as measured by the Stanger NAV REIT Total Return Index.
The Stanger...
Non-Traded REIT Equity Raise Showing Signs of Fatigue but Remains on...
Robert A. Stanger & Co. Inc., a boutique investment banking firm that provides financial advisory and other services focused on the non-traded alternative investment...
FINRA Issues Member Alert Regarding ACATS Fraud
The Financial Industry Regulatory Authority released a regulatory notice alerting firms of a rise in fraudulent transfer of customer accounts through the Automated Customer...
FINRA’s National Adjudicatory Council Revises Sanction Guidelines
The Financial Industry Regulatory Authority announced that the National Adjudicatory Council has updated the organization’s sanction guidelines to, among other things, increase the lower...
FINRA Permanently Bars Morgan Stanley Broker
The Financial Industry Regulatory Authority has permanently barred Doug M. McKelvey from the securities industry for refusing to provide information and documents requested by...
Sales of Non-Traded Alts Continue Record-Setting Pace
Fundraising for non-traded alternative investments totaled $77.1 billion year-to-date through August 2022, a 56% increase over the same period of 2021, according to Robert...
NASAA REIT Proposal Garners Objections from Industry Advocates
The North American Securities Administrators Association (NASAA), a non-profit association of state, provincial, and territorial securities regulators, received public comment on proposed revisions to...
FINRA Fines Another Broker-Dealer over GPB Private Placement Sales
The Financial Industry Regulatory Authority has fined broker-dealer, Sanctuary Securities Inc., formerly known as David A. Noyes & Company, $60,000 over sales of GPB...
