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SEC Charges Unlicensed Adviser with Orchestrating $3 Million Offering Fraud

The Securities and Exchange Commission has charged Alexander Rowland with the fraudulent offer and sale of nearly $3 million of securities to approximately 122...

Non-Traded REIT Sales Jump Nearly 50% in the Third Quarter 2020

After hovering in the mid-$400 million range for the last two months, sales of non-traded real estate investment trusts jumped to $1.5 billion in...

FINRA Fines and Suspends Former NYLife Broker for Selling Unapproved Securities

The Financial Industry Regulatory Authority has fined and suspended a former NYLife Securities broker for allegedly soliciting two investors to purchase securities in Future...

SEC Charges Recidivist Advisor in Alleged $1 Million Investment Fraud

The Securities and Exchange Commission has charged Clifton Curtis Sneed Jr., a recidivist securities law violator based in Texas, with defrauding investment advisory clients...

Non-Traded REIT Sales Remain Flat in August, Stanger Lowers 2020 Fundraising...

Sales of non-traded real estate investment trusts posted another flat month with $467 million raised in August 2020, down 66 percent from nearly $1.4...

SEC Expands Definition of Accredited Investor

The Securities and Exchange Commission has expanded the definition of accredited investor, one of the principal tests for determining who is eligible to participate...

Non-Traded REIT Sales Plateau in July 2020

Sales of non-traded real estate investment trusts plateaued in July 2020 at $430 million, down slightly from the June 2020 total of $454 million,...

NAV REITs Continue to Outperform Traded Counterparts

After the COVID-19 pandemic took its toll on real estate securities in the first quarter of 2020,  returns continued to show early signs of...

SEC Charges Former Georgia State Legislator with Defrauding Investors in Alleged...

The Securities and Exchange Commission has charged Clarence Dean Alford, a former Georgia state legislator and former member of the Georgia Board of Regents,...

Non-Traded REIT Sales Show Early Signs of Recovery During the Second...

Sales of non-traded real estate investment trusts rose to $454 million in June 2020, an 83 percent increase compared to the May total of...