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DOL Appeals District Court Ruling on Independent Contractor Rule

The Department of Labor filed an appeal on Friday after a Texas federal judge ruled that the agency violated the Administrative Procedure Act by...

Financial Services Institute Names 2022 Board and Executive Committee Members

The Financial Services Institute, a trade group representing independent financial advisors and independent financial services firms, has named four new directors to its board...

FSI Challenges DOL Independent Contractor Rule Withdrawal

The Financial Services Institute, a trade group representing independent financial advisors and independent financial services firms, has joined in filing an amended complaint against...

FSI Launches Health Insurance Program for Financial Advisors

The Financial Services Institute (FSI), a trade group representing independent financial advisors and independent financial services firms, has launched a health insurance program for...

FSI Comments on New Jersey’s Proposed Fiduciary Rule

The Financial Services Institute, a trade group representing independent financial advisors and financial services firms, has submitted a 12-page comment letter to the New...

FSI Elects HighTower CEO Bob Oros to its Board of Directors

The Financial Services Institute has elected Bob Oros, chief executive officer of HighTower Advisors, as a member of its board of directors. “For years our...

Former Cetera and Advisor Group CEO Joins Board of Clark Capital

Clark Capital Management Group, an independent asset management firm, has appointed industry veteran Larry Roth to its board of directors. Roth is the former CEO...

FSI Partners with Bill Bachrach on Client Acquisition Training Platform

The Financial Services Institute, an organization representing independent financial advisors and independent financial services firms, has partnered with Bachrach & Associates Inc. to offer...

Brian Kovack Launches FINRA Board Re-Election Campaign

Brian Kovack, president and co-founder of independent broker-dealer Kovack Securities Inc., is running for re-election to the mid-size firm seat on the FINRA board...

DOL Fiduciary Rule Officially Dead

After a six-week delay, the Fifth Circuit Court of Appeals has issued its mandate killing the Department of Labor’s fiduciary rule which attempted to...