Tag: financial services
LPL Financial Recruits Former Kestra Group with $500 Million in Client...
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Charton Financial Group to its broker-dealer and corporate registered investment advisor platforms.
Edward Charton, principal...
Advisor Group Launches Cybersecurity Program for Advisors and Clients
Advisor Group, one of the nation’s largest networks of independent wealth management firms, has introduced its CyberGuard Program, a cybersecurity services and support platform...
Summit to Drop Broker-Dealer Status and Join Another Cetera Firm
Summit Brokerage, an independent broker-dealer within the Cetera Financial Group network, is dropping its broker-dealer status and will join another Cetera firm, Cetera Advisor...
Voya Launches Robo-Advice Platform
Voya Financial Advisors Inc., retail wealth management arm of Voya Financial Inc., has launched a new hybrid digital advice platform for its network of...
EP Wealth Advisors Expands to Phoenix with Latest RIA Acquisition
EP Wealth Advisors LLC, an independent registered investment adviser with more than $4.9 billion in assets under managment, has acquired Pathlight Investors LLC, which...
JLL Income Property Trust Buys Medical Office Campus in San Diego
JLL Income Property Trust, a daily NAV REIT (NASDAQ: ZIPTAX; ZIPTMX; ZIPIAX; ZIPIMX) has purchased Genesee Plaza, a Class A, two-building medical office campus...
LPL Financial Recruits $1.1 Billion Team from Raymond James
LPL Financial LLC, the nation’s largest independent broker-dealer, has added the financial advisors of PacNorth Retirement Group to its broker-dealer and corporate registered investment...
Artivest Names New Chief Financial Officer
Artivest, an independent digital platform for alternative investing, has appointed Karl Jaeger as chief financial officer.
Jaeger has more than 25 years of experience in...
SEC Fines Audit Firm KPMG $50 Million for “Astounding” Misconduct
The Securities and Exchange Commission has charged audit firm KPMG LLP with altering past audit work after receiving stolen information about inspections of the...
Former Cetera Team Returns to LPL
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that Salter Financial Group has returned to its broker-dealer and corporate registered investment advisor platforms....
