Tag: financial services
Hartman Hires President of Capital Markets
Hartman Income REIT Management Inc., a sponsor of publicly registered non-traded real estate investment trusts, has hired Keith Roddy as president of capital markets.
According...
Former Wirehouse Team Launches Independent Practice with LPL Financial
LPL Financial LLC, the nation’s largest independent broker-dealer, reported that financial advisor Larry Boggs has launched a new independent practice, Boggs & Company Wealth...
CIM Income NAV Updates Monthly NAV Per Share
CIM Income NAV Inc., a publicly registered non-traded real estate investment trust formerly known as Cole Real Estate Income Strategy Inc., has declared a...
Wealth Enhancement Group Buys Hybrid RIA with $446 Million in Client...
Wealth Enhancement Group, an independent wealth management firm backed by private equity firm TA Associates, has purchased Lighthouse Wealth Management, an independent hybrid registered...
FS/KKR Advisor Completes Merger of Two Publicly Traded BDCs in $15...
FS/KKR Advisor LLC (FS/KKR), a partnership between FS Investments and KKR Credit Advisors, has completed the merger of two of its publicly traded business...
$1.2 Billion Former UBS Team Goes Indie with LPL-Affiliate Gladstone
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Puzzle Wealth Solutions to its broker-dealer, hybrid registered investment advisor, and custodial platforms.
The 10-person...
LPL Financial Recruits Former Northwestern Mutual Advisors
LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors John Patterson, Steve Owings, Joe Patterson and McKee Nunnally to its broker-dealer,...
Advisor Group’s SagePoint Financial Recruits Five Wealth Management Practices
Advisor Group, a network of independent wealth management firms, reported that SagePoint Financial has recruited five firms that collectively oversee $331 million in client...
Former LPL Broker Arrested and Charged with Defrauding Elderly Clients
A veteran financial advisor was arrested and charged with defrauding elderly clients and stealing retirement assets, according to a joint statement released by Nathaniel...
Wealth Enhancement Group Buys $900 Million New Jersey-Based RIA
Wealth Enhancement Group, an independent wealth management firm backed by private equity firm TA Associates, has purchased MACRO Consulting Group, an independent hybrid registered...
