Tag: financial services
CIM Income NAV Declares Slightly Lower NAV Per Share for October
CIM Income NAV Inc., a publicly registered non-traded real estate investment trust formerly known as Cole Real Estate Income Strategy Inc., has declared a...
Former RBC Trio Launch New Practice with LPL Financial
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors George Chardukian, Adam Goldstein, and Maria Peralta have launched their independent practice,...
Alternative Investment Exchange Hires Director of Sales
Alternative Investment Exchange (AIX), a financial technology services provider focused on non-traded alternative investments, has hired Michelle Browning as director of sales. In her...
LaSalle St. Recruits $225 Million Hybrid from LPL Financial
LaSalle St., a family of wealth management firms, has recruited JFR Financial Services, a Michigan-based firm that oversees $225 million in client assets. JFR...
Private Advisor Group Appoints Robert Moore as Chief Executive Officer
Private Advisor Group, the largest hybrid registered investment adviser on LPL Financial’s platform with $21 billion in asset under management, has appointed industry veteran...
CI Financial Begins Trading on NYSE, Completes Another RIA Acquisition
CI Financial Corp. (TSX: CIX), a dual-listed investment and wealth management company based in Canada, has completed the acquisition of Bowling Portfolio Management LLC,...
Advisor Group’s Sagepoint Recruits $503 Million Team from LPL Financial
SagePoint Financial, a wealth management firm within the Advisor Group network, has recruited Veater Financial Group, a wealth management practice based in Fresno, California,...
SEC Charges Fugitive Atlanta Adviser with Fraudulent Securities Offering
The Securities and Exchange Commission has charged Atlanta-based investment adviser and radio show host Christopher Burns with defrauding investors and misappropriating investor funds.
Earlier this...
Non-Traded REIT Sales Continue Upward Trend in October 2020
Sales of non-traded real estate investment trusts continued to tick upwards during the month of October with $656 million raised, an 8.3 percent increase...
CI Financial to Buy $2.7 Billion New York-Based RIA
CI Financial Corp. (TSX: CIX), an investment and wealth management company based in Canada, has agreed to purchase The Roosevelt Investment Group Inc., a...
