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SEC Seeks Comments Regarding Potential Expansion of Private Placements

The Securities and Exchange Commission has requested public comment on ways to simplify and improve private securities offerings in order to expand investment opportunities...

SEC Adds Fraud Charges Against Purported Crypto Company for Faulty Regulation...

The Securities and Exchange Commission has filed a new fraud action against Longfin Corp. and its CEO for falsifying the company's revenue and, together...

HD Vest CEO to Resign in Two Weeks

HD Vest Financial Services, a tax-focused broker-dealer with $45 billion in total client assets, announced that Bob Oros is stepping down from his role...

CrowdStreet Plans $170 Million Series of Diversified CRE Products

CrowdStreet, an online crowdfunding platform for commercial real estate investing, is raising $25 million for the company’s first CrowdStreet Blended Portfolio investment offering. The...

SEC Charges Founders of a Real Estate Crowdfunding Portal with Fraud

The Securities and Exchange Commission has charged the co-founders of a New York-based crowdfunding portal with misappropriating more than $1 million from investors. The SEC...

Guest Contributor: The Reg A+ Limit May Increase to $75 Million....

By: Evan Hudson, Partner and Co-Chair, Real Estate Capital Markets Practice Group, Duval & Stachenfeld LLP Last month, the House of Representatives passed a bill...