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Ladenburg Discloses Complaints Against Subsidiary Broker-Dealer Over GPB Sales

Ladenburg Thalmann Financial Services (NYSE: LTS), a publicly traded financial services firm, disclosed in its quarterly financial report that multiple arbitration claims and one...

Former SEC Examiner/GPB Executive Indicted for Obstruction of Justice

Michael Cohn, a former Securities and Exchange Commission examiner who was recently hired as managing director and chief compliance officer at GPB Capital Holdings,...

SEC Charges Adviser Firm and Principals with Defrauding Retired NFL Players

The Securities and Exchange Commission has charged a Tallahassee-based investment adviser firm and its two former principals with defrauding investors, most of whom were...

Investors File Class Action Lawsuit Against GPB Capital

Investors Victor Wade and Karen Loch have filed a class action lawsuit against GPB Capital Holdings and certain affiliates and senior executives seeking, among...