Tag: class action
Ladenburg Thalmann Completes Merger with Advisor Group
Ladenburg Thalmann Financial Services Inc., a financial services company, has completed its merger with Advisor Group Inc., one of the nation's largest networks of...
Ladenburg Shareholders Approve Merger with Advisor Group
Shareholders of Ladenburg Thalmann Financial Services (NYSE: LTS), a publicly traded financial services firm, have approved the company’s proposed merger with Advisor Group, one...
Former Ladenburg Chairman Files Lawsuit to Halt Advisor Group Merger
Ladenburg Thalmann Financial Services Inc.’s former chairman and its largest shareholder, Phillip Frost, has filed a lawsuit against the firm following its proposed merger...
Ladenburg Discloses Complaints Against Subsidiary Broker-Dealer Over GPB Sales
Ladenburg Thalmann Financial Services (NYSE: LTS), a publicly traded financial services firm, disclosed in its quarterly financial report that multiple arbitration claims and one...
Former SEC Examiner/GPB Executive Indicted for Obstruction of Justice
Michael Cohn, a former Securities and Exchange Commission examiner who was recently hired as managing director and chief compliance officer at GPB Capital Holdings,...
SEC Charges Adviser Firm and Principals with Defrauding Retired NFL Players
The Securities and Exchange Commission has charged a Tallahassee-based investment adviser firm and its two former principals with defrauding investors, most of whom were...
Investors File Class Action Lawsuit Against GPB Capital
Investors Victor Wade and Karen Loch have filed a class action lawsuit against GPB Capital Holdings and certain affiliates and senior executives seeking, among...
