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The DI Wire Q&A with Tony Chereso, President and CEO of...

IPAVision 2019 is coming September 23-25 in Toronto. What are some key industry themes that will be highlighted at this year's event? The alternatives future....

Ei Capital Distributors Adds Five to Business Development Team

Ei Capital Distributors, the advisory and distribution arm of financial-technology firm EveryIncome Holdings, has added five senior employees to its business development and distribution...

NexPoint Adds Two New Executives to Sales and Distribution Team

NexPoint, an alternative investment platform, has hired two sales and distribution executives, including Angela Barbera, managing director and head of national accounts, and Kirby...

Sierra/Medley Amend Merger Agreements after Merger Vote Halted by Chancery Court

Sierra Income Corporation, a non-traded business development company, Medley Capital Corporation (NYSE: MCC), a publicly traded BDC, and Medley Management Inc. (NYSE: MDLY), an...

Non-Traded REIT Sales Continue to Climb in Second Quarter 2019

Robert A. Stanger & Company has reported that sales of non-traded REITs totaled $2.6 billion in the second quarter of 2019, up 130 percent...

Purshe Kaplan Pays $9.5 Million to Settle Native American Tribe’s Unsuitable...

Purshe Kaplan Sterling Investments, a boutique broker-dealer and subsidiary of Wentworth Management Services LLC, has paid the Saginaw Chippawa Indian Tribe of Michigan $9.5...

Owl Rock Capital Corporation II Increases Offering

Owl Rock Capital Corporation II, a non-traded business development company, has amended its registration statement to increase the number of shares of common stock...

Non-traded REIT Sales Surging in 2019

Robert A. Stanger & Company has reported that sales of non-traded REITs totaled $869 million in May. Year-to-date fundraising of $3.6 billion is more...

The DI Wire Q&A with Tony Chereso, President and CEO of...

Non-traded alternative investments, which the IPA refers to as portfolio diversifying investments (PDIs), continue to experience renewed growth and expansion. Can you talk a...

Texas State Securities Board Sanctions Two Advisers for Selling Unsuitable Investments

The Texas State Securities Board has sanctioned two Dallas-area investment adviser representatives for selling unsuitable investments to clients. The regulators said that Mark A. Trewitt...