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LPL Expands Employee Advisor Model, Discloses Payout Range

LPL Financial LLC, the nation’s largest independent broker-dealer, has introduced a new employee advisor affiliation model where advisors can retain ownership of their book...

Mercer Advisors Buys Colorado RIA in Latest Acquisition

Mercer Global Advisors Inc., a national registered investment adviser, has acquired Summit Wealth Advisors Inc., a wealth management firm located in Frisco, Colorado with...

LPL Financial Recruits $670 Million Firm from Kestra

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Cashman Consulting to its broker-dealer and corporate registered investment advisor platforms. The firm serves...

LPL Nabs M&T Bank’s $20 Billion Retail Brokerage and Advisory Business

M&T Bank Corporation (NYSE: MTB) has chosen LPL Financial, the nation’s largest independent broker-dealer, to support its retail brokerage and advisory business. M&T, which...

LPL Financial Adds $180 Million Financial Advisor

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Keith Boyd to its broker-dealer and hybrid registered investment advisor platforms, leveraging...

SEC Charges Former Morgan Stanley Advisor with Fraud

The Securities and Exchange Commission has charged former registered representative and investment adviser Michael Barry Carter with fraud for allegedly stealing from brokerage customers...

LPL Financial Recruits Former First Allied Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Kris Staples and Trevor Johnson of Staples Financial to its broker-dealer and corporate registered...

LPL Financial Recruits Father/Son Duo from Voya Financial

LPL Financial LLC, the nation’s largest independent broker-dealer, has added father and son financial advisors Matt Meyers Sr. and Matthew Meyers Jr. of Crossroads...

Mercer Advisors Continues Buying Spree with $910 Million RIA Acquisition

Mercer Global Advisors Inc., a registered investment adviser with $20 billion in client assets, has acquired M.J. Smith and Associates Inc., a wealth management...

LPL Financial Recruits Former Wells Fargo Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Glenn Drake and John Kinzer have joined LPL Financial’s broker-dealer and corporate registered investment...