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LPL Financial to Buy $2 Billion Hybrid with 35 Advisors

LPL Financial LLC, the nation’s largest independent broker-dealer, has agreed to purchase the assets of E.K. Riley Investments LLC, a broker-dealer and registered investment...

LPL Financial Recruits Father/Son Duo from Morgan Stanley

LPL Financial LLC, the nation’s largest independent broker-dealer, has added father and son advisors Bruce and Duncan Kelm of the newly minted ArrowPoint Wealth...

Ameriprise Advisor With $143 Million in Assets Rejoins Company After 26...

Ameriprise Financial (NYSE: AMP) announced that financial advisor Timothy O’Connor recently rejoined the franchise channel after spending the last 26 years at Merrill Lynch,...

Atria Wealth Solutions Buys Broker-Dealer with $11 Billion AUA

Atria Wealth Solutions Inc., a wealth management holding company, has closed the acquisition of Western International Securities Inc, an independent broker-dealer based in Pasadena,...

Advisor Group Hires Former United Capital Exec as Chief Financial Officer

Advisor Group, a network of independent wealth management firms, has hired Jon Frojen as chief financial officer. In his new role, he will oversee the...

LPL Recruits $305 Million Team from Wells Fargo Advisors

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Brian Lynn, John Fessler and Jim Pacheco to its broker-dealer, corporate registered...

Wedbush Hires Compliance Veteran as SVP and Chief Compliance Officer

Wedbush Securities, an independent broker-dealer, has hired financial services veteran Michael McMaster as its senior vice president and chief compliance officer. In his new role,...

LPL to Open Technology Hub in Austin

LPL Financial LLC, the nation’s largest independent broker-dealer, plans to open a technology center in Austin, Texas and is hiring for technology roles to...

Advisor Group to Consolidate Three Former Ladenburg Broker-Dealers

Following its acquisition of Ladenburg Thalmann earlier this year, Advisor Group plans to consolidate Investacorp, Securities Service Network (SSN) and KMS Financial Services, three...

LPL Recruits Another Team from Securities America

LPL Financial LLC, the nation’s largest independent broker-dealer, has added industry veteran David B. Winston of Winston Wealth Advisors and his team to its...