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Monthly Archives: May 2020

Griffin-American Healthcare REIT IV Reports First Quarter 2020 Financials

Griffin-American Healthcare REIT IV Inc., a publicly registered non-traded real estate investment trust, recently filed its first quarter 2020 financials and provided a letter...

ARCP CFO Brian Block Ordered to Report to Federal Prison

Brian Block, long-time partner of AR Global’s Nicholas Schorsch and former chief financial officer of American Realty Capital Properties, will begin serving his 18-month...

JVM Securities Appoints Industry Veteran as New President

JVM Securities LLC, the brokerage and distribution arm of JVM Realty Corporation, has appointed Holly Onachilla as president. In her new position, Onachilla will assume...

LPL Financial to Buy $2 Billion Hybrid with 35 Advisors

LPL Financial LLC, the nation’s largest independent broker-dealer, has agreed to purchase the assets of E.K. Riley Investments LLC, a broker-dealer and registered investment...

FS KKR Capital Corp. II to List on the NYSE Next Month, Announces Reverse...

FS KKR Capital Corp. II (FSK II), a non-traded business development company, has commenced the final steps to prepare for listing on the New...

Massachusetts Securities Division Charges GPB for Allegedly Defrauding Investors

The Massachusetts Securities Division has charged GPB Capital Holdings with allegedly violating state securities laws, after an investigation found that the company purportedly issued...

Inland Real Estate Income Trust Suspends Distributions, Rescinds 1Q20 Distribution

Inland Real Estate Income Trust Inc., a publicly registered, non-traded real estate investment trust, has suspended distributions and rescinded the first quarter distribution that...

FINRA Amends Rules to Incentivize Payment of Arbitration Awards

The Financial Industry Regulatory Authority has amended its Membership Application Program (MAP) rules to incentivize the timely payment of arbitration awards by preventing a...

Private Equity Firm Ares Management to Pay $1 Million to Settle SEC Charges

Ares Management LLC, a Los Angeles-based private equity firm and registered investment adviser, has agreed to pay $1 million to settle charges brought by...

Griffin Capital Opportunity Zone Fund Surpasses $360 Million in Fundraising

Griffin Capital Qualified Opportunity Zone Fund L.P., a Regulation D opportunity zone fund sponsored by alternative investment asset manager Griffin Capital Company LLC, has...