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LPL’s Genesis Wealth Management Adds Seven Advisors

Genesis Wealth Management, an independent firm on LPL Financial’s broker-dealer and registered investment advisor platforms, has added seven advisors previously affiliated with USAA Financial...

FINRA Bars Broker for Fraudulent Variable Annuity Exchange, Falsifying Documents

The Financial Industry Regulatory Authority has barred a former Navy Federal Brokerage Services advisor for allegedly engaging in securities fraud, making unsuitable recommendations, and...