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FINRA Approves IFP’s Broker-Dealer Application

Independent Financial Partners, currently a hybrid registered investment adviser and office of supervisory jurisdiction (OSJ) with LPL Financial, has been approved by FINRA to...

IFP Nabs Financial Backing from Two Partners Ahead of Broker-Dealer Launch

Independent Financial Partners (IFP), a registered investment adviser and office of supervisory jurisdiction for LPL Financial, has finalized financial commitments from two partners, Pacific...

Triad Recruits Former LPL Retirement Group with $10 Billion in Assets...

Triad Advisors, LLC, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), and Resources Investment Advisors LLC, a wealth management and...

IFP Adds Another Executive Ahead of Broker-Dealer Launch

Independent Financial Partners, a registered investment adviser and office of supervisory jurisdiction for LPL Financial, has hired Bill McCauley as its new chief financial...

NAPA President Named New Head of IFP Plan Advisors

Independent Financial Partners, a registered investment adviser and office of supervisory jurisdiction, has hired Jeff Acheson as divisional president of IFP Plan Advisors, the...

RIA with $9.5 Billion AUM Leaving LPL to Launch Broker-Dealer

Independent Financial Partners (IFP), a registered investment adviser and office of supervisory jurisdiction for LPL Financial, is launching its own broker-dealer within the next...

Securities America Adds Two Super OSJs with $3.5 Billion in Total...

Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has added two Super OSJs with $3.5 billion in total...