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SEC Charges Recidivist Advisor in Alleged $1 Million Investment Fraud

The Securities and Exchange Commission has charged Clifton Curtis Sneed Jr., a recidivist securities law violator based in Texas, with defrauding investment advisory clients...

Investment Fund Manager Indicted in Alleged $68 Million Securities Fraud

Investment fund manager Brenda Smith has been indicted by a federal grand jury on six counts of wire fraud and one count of securities...