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HD Vest CEO to Resign in Two Weeks

HD Vest Financial Services, a tax-focused broker-dealer with $45 billion in total client assets, announced that Bob Oros is stepping down from his role...

Woodbury Financial Buys Capital One’s $10 Billion Advisory Unit

Woodbury Financial Services, an independent broker-dealer in the Advisor Group network, will acquire Capital One Investing’s $10 billion full-service investment management and brokerage division....