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GWG Holdings Launches $2 Billion L Bond Offering

GWG Holdings Inc. (Nasdaq: GWGH), a financial services firm based in Dallas, has launched a $2 billion L bond offering after raising $1 billion...

Legion Capital Adds Former GWG Executive and Two Wholesalers to Team

Legion Capital, a specialized private equity lender offering short-term bonds and redeemable preferred stock, has hired former GWG Holdings executive, Jason Plucinak, as vice...

SEC Qualifies Legion Capital’s Reg A+ Bond and Preferred Stock Offering

Legion Capital Corporation, a boutique private equity firm and specialized business lender headquartered in Orlando, has been qualified by the Securities and Exchange Commission...

GK Development Rebrands and Changes Name

GK Development, a Chicago-based commercial real estate investment firm, has rebranded as GK Real Estate. The company said that the rebranding was prompted by...

IFS Securities Shuts Down

IFS Securities, a broker-dealer based in Atlanta, has shut down after requesting that FINRA and the 25 states where it was licensed terminate its...

Alpha Capital Buys Multifamily Property in Ohio Opportunity Zone

Alpha Capital Partners, a Pittsburgh-based real estate investment firm, has purchased Hamilton Creek Apartments, a 45-acre multifamily property located in a Columbus, Ohio opportunity...

SEC Halts Ponzi Scheme Run from UGA Fraternity House

The Securities and Exchange Commission has charged a recent college graduate with orchestrating a Ponzi scheme that targeted college students and young investors. The...

Alpha Opportunity Zone Fund Buys Student Housing Property in Lafayette, Louisiana

Alpha Opportunity Zone Fund I, an opportunity zone fund sponsored by Pittsburgh-based Alpha Capital Partners, has purchased University Place, a 342-bed student housing community...

FINRA Fines AXA for Misrepresenting Junk Bond Funds as Investment-Grade

The Financial Industry Regulatory Authority has fined AXA Advisors $600,000 for allegedly misrepresenting the credit quality of certain bond funds offered within group annuity...

Alpha Capital’s $250 Million Opportunity Zone Fund Makes First Investment

Alpha Capital Partners, a Pittsburgh-based real estate investment and development firm, announced that its opportunity zone fund has purchased a parcel of land to...