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ADISA Announces 2023 Officers

At its first board meeting of the year, the new Alternative & Direct Investment Securities Association board, elected by the membership in late 2022,...

The DI Wire’s Top 10 Stories of 2022

As the year comes to an end, The DI Wire has compiled a list of our Top 10 most-read news stories of 2022. Over...

ADISA Video: Compliant Use of Alternative Investments

The DI Wire’s publisher, Damon Elder, interviewed Mike Kell, senior vice president at iCapital, to discuss the compliant use of alternative investments. Kell begins...

ADISA Video: The New 1031 Best Practices

The DI Wire’s publisher, Damon Elder, interviewed Greg Mausz, chief operating officer and senior managing director at Skyway Capital Markets., to discuss the Alternative...

Industry Trade Groups Submit Comment Letters Criticizing DOL’s Proposed Independent Contractor...

The Alternative and Direct Investment Securities Association and the Financial Services Institute submitted comment letters on the U.S. Department of Labor’s proposed independent contractor...

ADISA Video: Implementing 506(c) Offerings in a Historically 506(b) World

The DI Wire’s publisher, Damon Elder, interviewed Darryl Steinhause, a partner with DLA Piper, to discuss the emergence of 506(c) private placement offerings and...

ADISA Executive Director Announces Retirement

John Harrison, the long-time leader of the Alternative & Direct Investment Securities Association, announced last Friday in a letter to ADISA members that he...

Advisor Group BDs Settle FINRA Charges Over Sales of GPB Offering

Advisor Group-affiliated broker-dealers Woodbury Financial, SagePoint Financial, Royal Alliance Associates and FSC Securities agreed to pay a total of $1.27 million in fines and...

ADISA Video: Real Estate Investing in a Turbulent Economy

The DI Wire’s publisher, Damon Elder, interviewed Daniel Oschin, Shopoff Realty Investments’ chief strategy officer, to discuss real estate investing in the currently turbulent...

Webinar Video: DST Best Practices for 1031 Exchanges

With Delaware statutory trusts for 1031 exchanges attracting record levels of investor equity inflows (estimated to exceed $10 billion in 2022), dozens of new...

ADISA Publishes Best Practices for DST 1031 Exchanges

The Alternative and Direct Investment Securities Association has published A Guide to DST 1031 Best Practices (2022), a manual designed to highlight certain best...

Hartman vREIT XXI Issues “Going Concern” Warning

In its recently filed quarterly report with the Securities and Exchange Commission, Hartman vREIT XXI Inc., a non-traded real estate investment trust, announced its...

Commonwealth Adds $750 Million Minnesota RIA

Commonwealth Financial Network announced the addition of Minnesota-based Ryan Financial Group to its network of financial advisors. Formerly with Lincoln Financial Group, chairman Jack Ryan,...

ADISA Video: Investing in Real Estate Through all Market Cycles

With the increase in inflation, stagflation and rising interest rates, real estate is in the midst of various market dynamics that impact the industry...

SEC Files Settled Action Over NAV Overvaluation Scheme

The Securities and Exchange Commission filed a settled action against the Infinity Q Diversified Alpha Mutual Fund for mispricing its net asset value as...

Broadridge Survey Reveals Use of Alts Surging as Advisors Seek Diversification

A bi-annual survey of 400 financial advisors released by Broadridge Financial Solutions Inc. (NYSE: BR), finds that advisors are increasingly leaning on private funds...

FINRA Issues Member Alert Regarding ACATS Fraud

The Financial Industry Regulatory Authority released a regulatory notice alerting firms of a rise in fraudulent transfer of customer accounts through the Automated Customer...