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Alts News

SEC Obtains Final Judgement Against Investment Adviser’s Assistant Accused of Aiding...

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A federal district court in the Western District of New York entered a final judgment against Amherst, New York resident Lauramarie Colangelo, formerly an...
Alts News

SEC Charges Investment Adviser and Two Former Managers for Misleading Retail...

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The Securities and Exchange Commission has settled charges against New York-based investment adviser deVere USA Inc. related to its alleged failure to disclose conflicts...
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