Home NASAA Public Policy Conference

    NASAA Public Policy Conference

    image_pdf

    Join state, provincial and federal securities regulators for an exploration of the role of enforcement and deterrence in supporting national policy objectives such as fair and orderly markets and financial stability.

    Panels will examine the role of enforcement as an extension of public policy and the challenges confronting prosecutors amid the increasing complexity of securities fraud and white collar crime in general. A special one-on-one interview will examine prosecution of cases involving elder abuse and financial exploitation.