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    IPA Investment Analysis Study Group


    Investment Analysis Study Groups are an opportunity for broker-dealer due diligence staff and select advisors to engage in a deeper, more comprehensive analysis of continuous offering programs. Moderated by IPA staff and specially selected IPA Associate members, this unique event will provide an enhanced level of analysis training through an open examination of registration filings, prospectuses and ongoing sponsor filings.

    Participants in this event will:

    · Identify basic parameters of a continuous offering program by reviewing an S-11

    · Leverage a prospectus for deeper examination of risks

    · Use 10-K and 10-Qs to assess the ongoing health of a continuous offering program

    · Identify program altering developments through the review of 8-K filings

    · Apply these examination methodologies to the special concerns of non-traded REITs and non-traded BDCs

    · Confidently carry these examinations to the analysis of Closed End Funds

    · Examine special considerations of Private Placements

    · Reconcile analysis with updates from the asset managers of continuous offering programs