Former $6 Billion Morgan Stanley Team Goes Indie
Wealth advisor Jason Fertitta and his team have launched an independent wealth management firm called Americana Partners LLC and have partnered with Dynasty Financial...
Priority Income Fund Launches AA- Rated Preferred Stock Program
Priority Income Fund Inc., a registered closed-end fund, plans to expand its cumulative mandatory redeemable term preferred stock issuance through a new investment program.
Incapital...
Steadfast Income REIT Declares Revised NAV
The board of Steadfast Income REIT Inc., a publicly registered non-traded real estate investment trust, has approved a $9.40 estimated net asset value per...
FINRA Warns Broker-Dealer Imposter Website Attacks are on the Rise
The Financial Industry Regulatory Authority released a notice on Monday revealing that several broker-dealers have been victims of imposter websites, which are designed to...
Sound West Group Breaks Ground on Opportunity Zone Waterfront Development Near Seattle
Sound West Group, a Seattle-area developer, asset manager and sponsor of opportunity zone private placement offerings, have broken ground on Marina Square, a mixed-use...
SEC Charges San Diego-Based Investment Adviser with Running $7 Million Ponzi Scheme
The Securities and Exchange Commission charged Christopher D. Dougherty and several entities he controlled with operating a Ponzi scheme that defrauded his investment advisory...
Carter Validus Mission Critical REIT Urges Shareholders to Reject MacKenzie Tender Offer
Carter Validus Mission Critical REIT Inc., a publicly registered non-traded real estate investment trust, is urging its shareholders to reject the recent unsolicited tender...
Capitol Securities Recruits Former Stifel Team
Capitol Securities Management Inc., privately owned regional brokerage and investment advisory firm with approximately $5 billion in client assets, has added Knobel Investments based...
Voya Escapes FINRA Fine for Self-Reporting Mutual Fund Share Overcharges
Voya Financial Partners dodged a possibly hefty fine after self-reporting to FINRA that it had sold higher sales load mutual fund shares to 143...
MacKenzie Launches Unsolicited Tender Offer for Carter Validus Mission Critical REIT Shares Following Merger...
MacKenzie Realty Capital, a publicly registered non-traded business development company, has launched an unsolicited tender offer to purchase up to one million shares of...
