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Alts News

Update and Correction: FINRA Panel Recommends Bar of Sandlapper Securities, CEO,...

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Yesterday, The DI Wire reported that FINRA had expelled Sandlapper Securities and barred its chief executive officer Trevor Gordon and president Jack Bixler for...
Alts News

FINRA Hearing Officer Recommends Expulsion of Sandlapper Securities

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The Financial Industry Regulatory Authority's Office of Hearing Officers has determined that Sandlapper Securities, through its chief executive officer Trevor Gordon and president Jack...
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