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Former Broker Sentenced to Six Years in Prison for Embezzling Millions...

John Sherman Jumper, a former broker, was sentenced for embezzling $5.7 million from the pension benefit plan for employees of Snowshoe Refractories, a fire...

17-Year Prison Sentence for Financial Planner Who Improperly Sold Alts

Former broker Anthony Diaz was sentenced on Friday to 210 months in prison and three years of supervised release for wire fraud and mail...