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Former UBS Advisers with $250 Million in Assets Join LPL Financial

Former UBS Advisers with $250 Million in Assets Join LPL Financial. Adviser, aggravated theft, broker, broker-dealer, financial services, fraud, identity fraud, investment adviser, LPL Financial, registered investment advisor, RIA
Former UBS Advisers with $250 Million in Assets Join LPL Financial. Adviser, aggravated theft, broker, broker-dealer, financial services, fraud, identity fraud, investment adviser, LPL Financial, registered investment advisor, RIA

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisers Michael J. Pumo and David A. DiRe have joined LPL Financial’s broker-dealer, registered investment adviser and custodial platforms.

With the move, Pumo and DiRe launch 360 Wealth Advisors, an independent financial practice based in Austin, Texas.

The advisers reported having served approximately $250 million in advisory, brokerage and retirement plan assets. Pumo and DiRe, who join LPL from UBS Financial Services, have more than 40 years of combined experience.

“With wealth comes great opportunity, as well as increasing complexity of choice – especially with respect to who you entrust to share your financial and personal aspirations,” said DiRe. “Michael and I believe in taking a holistic approach to wealth management. We take the time to get to know our clients, their goals and even their fiscal legacy aspirations so we can work with them to create a comprehensive plan for their financial future.”

LPL supports approximately 22,000 financial advisors, 1,100 institution-based investment programs and 560 independent registered investment advisor firms nationwide.

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