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Monthly Archives: January 2021

FINRA Bars Broker Accused of Referring Investors to Half-Brother’s Ponzi Schemes

The Financial Industry Regulatory Authority has barred former MML Investors Services broker, Gary Wayne Hammond, for allegedly participating in numerous private securities transactions and...

Oaktree REIT Declares New Monthly NAV Per Share

Oaktree Real Estate Income Trust Inc., a publicly registered non-traded real estate investment trust sponsored by alternative investment manager Oaktree Capital Management L.P., has...

Highlands REIT Appoints Chief Operating Officer

The board of Highlands REIT Inc., a publicly registered non-traded real estate investment trust, has appointed Robert Lange to serve as chief operating officer...

Investcorp Launches FinTech Investment Platform with iCapital

Investcorp, a provider and manager of alternative investment products, has launched Investcorp iPartners, a new investment platform developed with iCapital Network, a financial technology...

Atria to Buy Sixth Independent Broker-Dealer

Atria Wealth Solutions Inc., a wealth management holding company, has agreed to purchase SCF Securities Inc., an independent broker-dealer and registered investment advisor based...

KBS REIT Delays Liquidation Strategy Following “Significant” NAV Decline

KBS Growth & Income REIT Inc., a publicly registered non-traded real estate investment trust, sent a letter to shareholders detailing the “significant decrease” in...

RK Properties Fully Subscribes $41 Million DST Offering

RK Properties, a sponsor of private placements and 1031 exchange offerings, has fully subscribed its $41 million Delaware statutory trust offering for CODA Apartments,...

Black Creek Group Reports $1.5 Billion Equity Raise in 2020

Black Creek Group, a real estate investment management firm and sponsor of non-traded real estate investment trusts, has reported its 2020 activity highlights. The Denver-based...

Capital Square Breaks Ground on Second Opportunity Zone Project in Richmond

The development division of Capital Square, a sponsor of tax-advantaged real estate investment offerings, and its construction partners broke ground on Scott’s Collection II,...

Former UBS Duo Launch Indie Practice with LPL Financial

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that former UBS financial advisors Brendan Biruk and Dan Rattigan joined the firm and launched...