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SEC Further Extends Reporting and Proxy Deadlines, FINRA Postpones Arbitration Meetings

The Securities and Exchange Commission has extended the filing periods covered by its previously announced conditional reporting relief for certain public company filing obligations...

Industry Groups Ask Treasury and IRS to Delay 1031 Exchange Deadlines

In response to the coronavirus (COVID-19) pandemic, a group of real estate associations, including the Alternative & Direct Investment Securities Association (ADISA) and the...

FINRA Postpones All In-Person Arbitration and Mediation Hearings Due to Coronavirus

In response to the coronavirus pandemic (COVID-19), the Financial Industry Regulatory Authority has decided to postpone all in-person arbitration and mediation proceedings until May...

SEC Encourages Companies to Hold Virtual Annual Meetings, Announces Regulatory Relief

The Securities and Exchange Commission has published guidance to assist companies with their obligation to hold annual shareholder meetings in light of coronavirus (COVID-19)...

Captrust Acquires $5.5 Billion RIA

Captrust Financial Advisors, an independent registered investment advisor with more than $368 billion in client assets under advisement, has acquired Montgomery, Alabama-based Welch Hornsby...

CIM REIT Urges Shareholders to Reject Comrit’s Unsolicited Tender Offer

The board of CIM Real Estate Finance Trust, a publicly registered non-listed real estate investment trust formerly known as Cole Credit Property Trust IV,...

Cygnus Capital Reg D Fund Buys First Lien Note on Pennsylvania...

Cygnus Property Fund V LLC, a Regulation D fund sponsored by Atlanta-based alternative asset manager Cygnus Capital Real Estate Advisors, has purchased a sub-performing...

FINRA Issues Notice on Pandemic-Related Business Continuity Planning

Due to the recent outbreak of coronavirus disease (COVID-19), the Financial Industry Regulatory Authority has issued a notice reminding firms to consider business continuity...

Beacon Pointe to Merge Two RIAs, Sells Minority Stake to PE...

Beacon Pointe Advisors LLC and Beacon Pointe Wealth Advisors LLC, two affiliated registered investment advisors, plan to merge into a single RIA operating as...

KBS REIT II Shareholders Approve Liquidation Plan, REIT to Pay Liquidating...

Shareholders of KBS Real Estate Investment Trust II, a publicly registered non-traded REIT, approved the company’s liquidation and dissolution plan at its annual meeting...