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HighTower Makes Investment in Billion Dollar Massachusetts RIA

HighTower, one of the nation's largest registered investment advisory firms, has made a “strategic” investment in Lexington Wealth Management, a Lexington, Massachusetts-based advisory group...

SEC Charges Adviser for Defrauding Two Retail Investors in Oversees Investment...

The Securities and Exchange Commission has charged Richard G. Duncan, a longtime investment adviser and broker who first became registered in 1971, with defrauding...

SC Distributors Hires Senior Regional Vice President for Southeast Territory

SC Distributors LLC, a wholesale distributor of alternative investment offerings, has hired Andrew Eisen to oversee the sales and marketing efforts of SC Distributors...

JLL Income Property Trust Buys Apartment Complex Near Phoenix for $72...

JLL Income Property Trust, an institutionally managed daily NAV REIT (NASDAQ: ZIPTAX; ZIPTMX; ZIPIAX; ZIPIMX), has purchased Summit at San Marcos, a newly-developed 273-unit...

Former KBS Internal Wholesaler Joins TwinRock Partners as VP of Investor...

TwinRock Partners, a sponsor of private real estate offerings, has hired Joe Prendergast as the new vice president of investor relations. In his new role,...

LPL Financial Adds Another Group from Kestra Financial

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Encino, California-based PFP Financial and Insurance Services Corp. to its broker-dealer and corporate registered...

SC Distributors Hires Senior Regional Vice President for its Central U.S....

SC Distributors, a wholesale distributor of alternative investment offerings, has hired Steve Baker as senior regional vice president for its Central U.S. territory. Prior to...

LPL Financial Recruits Former Kestra Group with $500 Million in Client...

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Charton Financial Group to its broker-dealer and corporate registered investment advisor platforms. Edward Charton, principal...

SEC Charges Atlanta Fund Adviser and Its Principal for Fraudulently Overvaluing...

The Securities and Exchange Commission has charged Paul Alar of Atlanta, Georgia, and his investment adviser firm, West Mountain LLC, for fraudulently overvaluing assets...

Muinzer Adds to Opportunity Zone Holdings Ahead of OZ Fund Launch...

Muinzer, a vertically integrated real estate investment firm, has purchased four assets near Purdue University. The acquisitions include campus adjacent student-housing apartment buildings located...