Tag: finance
DST Investments in Land: Not Your Traditional 1031 Exchange
Savvy real estate investors are looking for ways to defer their capital gains taxes. One alternative, increasing in popularity, is Delaware statutory trust investing...
506(c) Offerings: Practical Guidance for Broker-Dealers and Registered Investment Advisers
Rule 506(c) allows issuers to conduct their private placement offerings utilizing general solicitation to find investors on the condition that those issuers have taken...
ADISA Announces 2023 Officers
At its first board meeting of the year, the new Alternative & Direct Investment Securities Association board, elected by the membership in late 2022,...
The DI Wire’s Top 10 Stories of 2022
As the year comes to an end, The DI Wire has compiled a list of our Top 10 most-read news stories of 2022. Over...
Top Ten Reasons New Sponsors Fail
By: Jan Ryan, JCC Capital Markets
The direct participation program industry can be extremely lucrative, but a high percentage of new sponsors fail. Even sponsors...
ADISA Video: Compliant Use of Alternative Investments
The DI Wire’s publisher, Damon Elder, interviewed Mike Kell, senior vice president at iCapital, to discuss the compliant use of alternative investments. Kell begins...
ADISA Video: The New 1031 Best Practices
The DI Wire’s publisher, Damon Elder, interviewed Greg Mausz, chief operating officer and senior managing director at Skyway Capital Markets., to discuss the Alternative...
Industry Trade Groups Submit Comment Letters Criticizing DOL’s Proposed Independent Contractor...
The Alternative and Direct Investment Securities Association and the Financial Services Institute submitted comment letters on the U.S. Department of Labor’s proposed independent contractor...
ADISA Video: Implementing 506(c) Offerings in a Historically 506(b) World
The DI Wire’s publisher, Damon Elder, interviewed Darryl Steinhause, a partner with DLA Piper, to discuss the emergence of 506(c) private placement offerings and...
ADISA Executive Director Announces Retirement
John Harrison, the long-time leader of the Alternative & Direct Investment Securities Association, announced last Friday in a letter to ADISA members that he...
ADISA Video: Real Estate Investing in a Turbulent Economy
The DI Wire’s publisher, Damon Elder, interviewed Daniel Oschin, Shopoff Realty Investments’ chief strategy officer, to discuss real estate investing in the currently turbulent...
Webinar Video: DST Best Practices for 1031 Exchanges
With Delaware statutory trusts for 1031 exchanges attracting record levels of investor equity inflows (estimated to exceed $10 billion in 2022), dozens of new...
Hartman vREIT XXI Issues “Going Concern” Warning
In its recently filed quarterly report with the Securities and Exchange Commission, Hartman vREIT XXI Inc., a non-traded real estate investment trust, announced its...
Commonwealth Adds $750 Million Minnesota RIA
Commonwealth Financial Network announced the addition of Minnesota-based Ryan Financial Group to its network of financial advisors.
Formerly with Lincoln Financial Group, chairman Jack Ryan,...
SEC Charges Six Individuals with Defrauding Multiple Broker-Dealers
The Securities and Exchange Commission charged six individuals, including a federal inmate, for conducting a freeriding scheme that defrauded multiple broker-dealers.
The SEC’s complaint alleges...
Department of Labor Proposes Rule to Restrict Classification of IBD Reps...
The Department of Labor has published a Notice of Proposed Rulemaking to help employers and workers determine whether a worker is an employee or...
A new golden age for fast food?
When it comes to American culture, one area that many people may think of is fast food. According to research conducted by the National...
Red Oak Hires New Chief Financial Officer
Red Oak Capital Holdings, commercial real estate finance company and Regulation A+ sponsor, has named Thomas A. McGovern as chief financial officer. McGovern is...
Capital Square Hires Executive Vice President of Finance and Revenue
Capital Square, an investment sponsor specializing in tax-advantaged real estate investments, has hired Nate Coughran as executive vice president of finance and revenue.
Prior to...
Red Oak Appoints New President and Chief Operating Officer
Red Oak, a Michigan-based commercial real estate finance company and Regulation A+ sponsor, has named Paul Cleary as president and chief operating officer. He...
