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Monthly Archives: February 2017

Acting SEC Chair Advocating for Looser Accredited Investor Definition

At the annual SEC Speaks conference held in Washington D.C. on Friday, Michael Piwowar, the acting chairman of the Securities and Exchange Commission, argued...

Cetera Names New General Counsel

Cetera Financial Group, a network of independent broker-dealer firms, appointed Brian A. Stern as general counsel for Cetera Financial Group. Stern has...

Triton Continues to Expand Distribution Team with Two New Hires

Triton Pacific Securities, the managing broker-dealer for Triton Pacific Capital Partners’ retail investor private equity offerings, has hired Ryan Thayer and Eric Targoff to...

ADISA’s 2017 Spring Conference Expected to Draw More Than 700 Alt Professionals

ADISA, a trade association representing the alternative and direct investment industry, expects to attract more than 700 alternative investment professionals to its 2017 Spring...

The Blackstone Group L.P. Program Added to AI Insight Platform

AI Insight, a leader in alternative investment education for broker-dealers and advisors, has activated new offerings for training and review on their platform. The...

Medley to Launch Another $1 Billion Interval Fund

Medley Management (NYSE: MDLY), a publicly traded asset management firm with approximately $5.3 billion of assets under management, is launching a $1 billion interval...

Chamber of Commerce, FSI, and Others Appeal Texas DOL Fiduciary Case

The U.S. Chamber of Commerce, Financial Services Institute, and seven other plaintiffs that sued to stop the Department of Labor’s fiduciary rule are appealing...

PIMCO Launches First Interval Fund

PIMCO, a global investment management firm, launched a $1 billion interval fund – the PIMCO Flexible Credit Income Fund, which is the first for...

Hines Global REIT Sells Five Properties in the United Kingdom

Hines Global REIT, a publicly registered non-traded real estate investment trust, sold five office buildings at Brindleyplace in Birmingham, UK for nearly $326 million...

SmartStop Asset Management LLC Program Added to AI Insight Platform

AI Insight, a leader in alternative investment education for broker-dealers and advisors, has activated new offerings for training and review on their platform. The...