Tag: SII Investments
LPL Financial Adds Former First Allied Team to its Platform
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Sackman & Son Financial Services to its broker-dealer and corporate registered investment advisory platforms....
LPL Reports Earnings Surge During Second Quarter
LPL Financial, the nation’s largest independent broker-dealer, announced its financial results for second quarter ended June 30, 2018.
The company reported net income of $119...
LPL Nearly Doubles Earnings in 1Q18, Provides Update on NPH Acquisition
LPL Financial, the nation’s largest independent broker-dealer, announced its financial results for the first quarter ended March 31, 2018 and gave an update on...
SEC Obtains Judgment Against Former SII Investments Advisor for Allegedly Defrauding...
A federal district court entered a judgment against a former SII Investments advisor and tax preparer for defrauding his clients of more than $1...
LPL Financial Completes NPH Acquisition
LPL Financial, the nation’s largest independent broker-dealer, has completed its acquisition of broker-dealer network National Planning Holdings Inc., which is comprised of INVEST Financial...
LPL Financial Retains $1.2 Billion Super OSJ
LPL Financial, the nation’s largest independent broker-dealer, has retained super OSJ, Advisors Southeastern Alliance, a $1.2 billion firm affiliated with Invest Financial Corporation. Advisors...
