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SEC Bars Former Royal Alliance Adviser Sentenced for Multi-Million Dollar Fraud

The Securities and Exchange Commission has barred Kimberly Kitts, a former Royal Alliance adviser, who pleaded guilty late last year to criminal charges including...

Former Royal Alliance Adviser Pleads Guilty to Criminal Fraud Charges

Kimberly Kitts, a former Royal Alliance financial adviser, pleaded guilty to criminal charges filed by the U.S. Attorney for the District of Massachusetts. Kitts...

SEC Charges Former Royal Alliance Adviser with Theft of $3 Million

The Securities and Exchange Commission filed an enforcement action in federal court in Boston, charging Cape Cod-area investment adviser Kimberly Pine Kitts with defrauding...