Tag: financial planning
DST Investments in Land: Not Your Traditional 1031 Exchange
Savvy real estate investors are looking for ways to defer their capital gains taxes. One alternative, increasing in popularity, is Delaware statutory trust investing...
506(c) Offerings: Practical Guidance for Broker-Dealers and Registered Investment Advisers
Rule 506(c) allows issuers to conduct their private placement offerings utilizing general solicitation to find investors on the condition that those issuers have taken...
Wealth Advisory Firm with $250 Million in Assets Under Administration Joins...
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that the advisors of Wooster Square Advisors joined Cetera Advisor...
Cetera Recruits Two Advisors with $218 Million in Assets Under Administration
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that Michael Hall, financial advisor, and Michael Ostdiek, registered representative,...
$206 Million Firm Joins Cetera
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that the advisors of True Wealth Advisor Group have affiliated...
Three Firms Managing More Than $600 Million Join Cetera
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that three teams managing approximately $610 million in assets under...
Cetera Makes Strategic Investment in $1.7 Billion Prosperity Advisors
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that it has made a minority investment in $1.7 billion...
Cetera Reports Record Recruitment in 2022, Adds $13 Billion in Assets...
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that it attracted more than $13 billion through organic recruiting...
ADISA Announces 2023 Officers
At its first board meeting of the year, the new Alternative & Direct Investment Securities Association board, elected by the membership in late 2022,...
LPL Expands Investor and Investment Solutions Leadership Team with Two New...
LPL Financial LLC, the nation’s largest independent broker-dealer, announced the addition of two executives to the firm’s “investor and investment solutions leadership team.“
Cory Triolo...
LPL Financial Expands Board of Directors with Addition of Albert Ko
LPL Financial Holdings Inc., the nation’s largest independent broker-dealer, announced that Albert Ko has been elected to the company’s board of directors as an...
Cetera Financial Recruits $2.5 Billion RIA
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that The Patriot Financial Group, an independent, registered investment advisor...
$600 Million Kansas RIA Joins LPL
LPL Financial LLC announced that Strategic Partners Inc. has joined LPL Financial’s broker-dealer, registered investment advisor and custodial platforms, aligned with National Financial Alliance.
Strategic...
ADISA Video: Compliant Use of Alternative Investments
The DI Wire’s publisher, Damon Elder, interviewed Mike Kell, senior vice president at iCapital, to discuss the compliant use of alternative investments. Kell begins...
ADISA Video: The New 1031 Best Practices
The DI Wire’s publisher, Damon Elder, interviewed Greg Mausz, chief operating officer and senior managing director at Skyway Capital Markets., to discuss the Alternative...
Industry Trade Groups Submit Comment Letters Criticizing DOL’s Proposed Independent Contractor...
The Alternative and Direct Investment Securities Association and the Financial Services Institute submitted comment letters on the U.S. Department of Labor’s proposed independent contractor...
ADISA Video: Implementing 506(c) Offerings in a Historically 506(b) World
The DI Wire’s publisher, Damon Elder, interviewed Darryl Steinhause, a partner with DLA Piper, to discuss the emergence of 506(c) private placement offerings and...
ADISA Executive Director Announces Retirement
John Harrison, the long-time leader of the Alternative & Direct Investment Securities Association, announced last Friday in a letter to ADISA members that he...
ADISA Video: Real Estate Investing in a Turbulent Economy
The DI Wire’s publisher, Damon Elder, interviewed Daniel Oschin, Shopoff Realty Investments’ chief strategy officer, to discuss real estate investing in the currently turbulent...
Webinar Video: DST Best Practices for 1031 Exchanges
With Delaware statutory trusts for 1031 exchanges attracting record levels of investor equity inflows (estimated to exceed $10 billion in 2022), dozens of new...
