Acting SEC Chair Uyeda Announces Formation of Crypto Task Force
January 21, 2025
Shortly after Donald Trump appointed Mark T. Uyeda as acting chair of the U.S. Securities and Exchange Commission, Uyeda launched...
Mari Nicholson
Mari Nicholson is the managing editor of The DI Wire. She reports on alternative investments for retail investors that are distributed via broker-dealers and registered investment advisers, as well as topics that affect these investors, financial advisers, and sponsors. Alternative investment funds covered by The DI Wire include real estate investment trusts, business development companies, interval funds, closed-end funds, Delaware statutory trusts, utilized for tax-advantaged 1031 exchanges, qualified opportunity zone funds, as well as other unlisted publicly registered offerings and private placement investments.
Articles
SEC Charges Arete Wealth Broker-Dealer, Advisory Firms, CCO in Connection With Illegal Securities Offering
January 21, 2025
The U.S. Securities and Exchange Commission announced charges against Joey Miller, Jeff Larson, and Randy Larson – formerly dually registered...
Stockbridge Enters Private Wealth Sector, to Focus on Multifamily Rentals
January 21, 2025
Stockbridge announced the launch of its private wealth business, which will focus on securing capital from individual investors and their...
Concorde Investment Services Names Ex-Arkadios Capital Director as COO
January 21, 2025
Concorde Investment Services has appointed Keith McMurry as chief operating officer. With a distinguished career in leadership and operations within...
HPS Corporate Lending Fund Board Member Resigns, Contingent on BlackRock’s Acquisition
January 20, 2025
HPS Corporate Lending Fund, a perpetual-life, non-traded business development company sponsored by HPS Investment Partners LLC, a New York-based private...
MSC Income Fund Announces Q4 2024 Activity, Updates Regarding Public Listing
January 20, 2025
MSC Income Fund Inc., a non-traded business development company formerly known as HMS Income Fund, reported fourth quarter 2024 activity...
Nuveen Global Cities REIT Acquires Grocery-Anchored Asset to Close Out 2024
January 20, 2025
At the end of 2024, Nuveen Global Cities REIT Inc. acquired Short Pump Station, a grocery-anchored retail property located in...
SEC Charges Pennsylvania Adviser With Misappropriating $20M-Plus From Clients
January 20, 2025
The U.S. Securities and Exchange Commission charged former Pennsylvania-based investment adviser Scott J. Mason and his companies, Rubicon Wealth Management...
Texas, Montana Lead 14 States in $17M Settlement With Edward Jones for Supervisory Failures
January 20, 2025
The Texas State Securities Board joined a multistate settlement with Edward D. Jones & Co., LP, which will see Edward...
Latest Invesco Real Estate Income Trust Activity Generates Liquidity, Redeploys Capital
January 16, 2025
During the month ended Dec. 31, 2024, Invesco Real Estate Income Trust Inc. acquired an industrial portfolio in Lumberton, N.J.,...
Pinnacle Partners, JPI Launch $200M Workforce Housing Fund
January 16, 2025
Real estate investment management firm Pinnacle Partners and JPI, a developer and builder of Class A multifamily housing, announced today the launch...
Carson Group Brings on $411 Million California-Based Financial Adviser Pair
January 16, 2025
Wealth advisory firm Carson Group announced that California-based advisers Kiho Choi and John Dunphy will join its platform and rebrand...
Forum Partners Repays Bridge Loan, Providing 20% Return for Investors
January 16, 2025
Real estate investment and asset management firm Forum Partners has repaid a short-term bridge loan that generated a 20% return to...
Advisor360° Acquires Generative Artificial Intelligence Provider Parrot AI
January 16, 2025
Advisor360°, a provider of integrated technology for enterprise wealth management firms, has acquired Parrot AI, a Boston-based generative AI technology...
Hines Global Income Trust Reports $292M in Acquisitions and Completes $124.7M DST Offering
January 15, 2025
Hines Global Income Trust Inc., a publicly registered non-traded real estate investment trust sponsored by Hines, has kicked off the...
Former Triton Pacific Securities VP Joins Capital Square to Head Up Southwest Sales
January 15, 2025
Griffin Hoover has joined Capital Square, a sponsor of tax-advantaged real estate investments, as regional vice president for the Southwest territory....
Ashford to Settle Negligence-Based Charges for Misleading Investors Regarding Cyber Incident
January 15, 2025
The U.S. Securities and Exchange Commission filed settled charges against Ashford Inc. for materially false and misleading disclosures to investors...
Strategic Storage Trust VI Refinances Loans for Four Canadian Properties
January 15, 2025
Strategic Storage Trust VI Inc. – a publicly registered non-traded real estate investment trust sponsored by an affiliate of SmartStop...
ADISA Hire to Focus on Membership, Unification With TNDDA
January 15, 2025
The Alternative & Direct Investment Securities Association, i.e., ADISA – the nation’s largest trade association serving the alternative investments and...
Inspired Healthcare Capital Development Fund Goes Full Cycle With 14% IRR
January 14, 2025
Inspired Healthcare Capital LLC, a private equity firm specializing in senior housing investments, announced the full cycle event of its...
