Tag: wirehouse
Alternative Investment Exchange Hires Director of Sales
Alternative Investment Exchange (AIX), a financial technology services provider focused on non-traded alternative investments, has hired Michelle Browning as director of sales. In her...
Alternative Investment Exchange Launches Tech Platform for Alternative Investments
Alternative Investment Exchange, a financial services technology services provider, has launched a technology platform for the alternative investment industry. Following a soft launch in...
Former UBS Team Leaves Wirehouse Channel for Kestra
Kestra Private Wealth Services, LLC (Kestra PWS), a registered investment adviser subsidiary of Kestra Financial Inc., has added Three Bridges Planning, a five-person team...
Four Former UBS Advisors with $530 Million Go Indie with Backing...
Former UBS wealth advisors Steven Tenney, Joseph Powers, Helen Andreoli, and Jack Piper have partnered with Dynasty Financial Partners to launch an independent wealth...
Black Creek Group Names VP of Strategic Accounts to Cover Intermediary...
Black Creek Group, a Denver-based real estate investment manager and development firm, has hired Dean Borgh as vice president of strategic accounts for Black...
The DI Wire Q&A with Tony Chereso, President and CEO of...
IPAVision 2018 is coming up on September 24-26 in Chicago. The annual event has become known for its “State of the Industry” approach. As we sit...
Merrill Lynch Reverses Ban on Commission-Based Retirement Accounts
Merrill Lynch, the wealth management arm of Bank of America, is reversing its ban on commission-based products in customer retirement accounts following the death...
Phoenix American Hospitality Hires Regional Vice President of Sales for the...
Phoenix American Hospitality, a Dallas-based hotel fund manager, has hired Art Miller as its regional vice president of sales for the East Coast.
With more...
Merrill Lynch Reconsiders Commission Ban in Wake of Fiduciary Rule Demise
With the demise of the Department of Labor's fiduciary rule, wirehouse Merrill Lynch may reconsider its 2017 policy of banning commissions in retirement accounts,...
Sponsored: Griffin Capital Securities Achieves Record Growth Across All Intermediary Distribution...
Griffin Capital Company, LLC (“Griffin Capital”) announced today the achievement of several significant milestones for May including record investor inflows of $132.5 million, up...
Griffin Capital Securities Promotes Multiple Members of its Sales Team
Griffin Capital Securities LLC, the wholesale broker-dealer subsidiary of Griffin Capital Company, has promoted a number of its sales professionals, including Mark Pillor who...
Sponsored: Griffin Capital Company Announces Significant Growth in Investor Flows
Griffin Capital Company, LLC (“Griffin Capital”) announced today it had attracted nearly $110 million of new investor flows for the month of April, an increase...
