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Wealth Enhancement Group Buys $1.75 Billion Boston-Based RIA

Wealth Enhancement Group, an independent wealth management firm, has purchased North American Management, an independent registered investment adviser based in Boston that has $1.75...

FINRA Fines Securities America for Violating Customer Privacy

The Financial Industry Regulatory Authority has fined Securities America $125,000 for purportedly helping 12 recruited brokers take nonpublic personal customer information from their former...

LPL Financial Adds $675 Million Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added WWK Investments to its broker-dealer, corporate registered investment advisor and custodial platforms. The family...

Advisor Group Launches National Advisory Board

Advisor Group, a network of independent wealth management firms, has launched its new National Advisory Board (NAB), consisting of 12 advisors from across its...

Cetera’s Farpointe Wealth Partners Recruits $190 Million Team

Farpointe Wealth Partners LLC, an independent financial advice firm within the Cetera network, has added Schexnayder Wealth Advisors, a $190 million asset team led...

Team with $350 Million in Client Assets Returns to LPL Financial

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that New Jersey-based Foran Financial Group has returned to the firm. The team serves approximately...

Stratos-Backed Brown Wealth Management Increases Client Assets to $1.2 Billion with...

Brown Wealth Management, a San Diego-based independent wealth management firm, has purchased Truuwater Financial. The transaction combines two San Diego-based wealth managers, expanding Brown...

Advisor Group Names President and CEO Of SagePoint Financial

Advisor Group, a network of independent wealth management firms, has appointed Desireé Sii as president and chief executive officer of SagePoint Financial following the...

Cetera to Buy Assets of Voya’s Independent Financial Planning Channel

Cetera Financial Group, a network of independently managed broker-dealers, has agreed to purchase the independent financial planning channel of Voya Financial Advisors, Voya’s registered...

LPL Financial Adds Former Hilltop Financial Advisor

LPL Financial LLC, the nation’s largest independent broker-dealer, has added former Hilltop Securities financial advisor Darrell Todd, who serves approximately $110 million in brokerage,...