FINRA Fines Securities America for Violating Customer Privacy
February 25, 2021
LPL Financial Adds $675 Million Team
February 25, 2021
Advisor Group Launches National Advisory Board
February 25, 2021
Cetera’s Farpointe Wealth Partners Recruits $190 Million Team
February 22, 2021
Team with $350 Million in Client Assets Returns to LPL Financial
February 19, 2021
Advisor Group Names President and CEO Of SagePoint Financial
February 10, 2021
LPL Financial Adds Former Hilltop Financial Advisor
February 9, 2021
LPL Financial Adds Former Stifel, Nicolaus Financial Advisor
February 4, 2021
Atria to Buy Sixth Independent Broker-Dealer
January 29, 2021
Former UBS Duo Launch Indie Practice with LPL Financial
January 28, 2021
Mercer Buys Two RIAs with a Combined $1.6 Billion AUM
January 12, 2021
Captrust Expands into Southwest Market with Latest RIA Purchase
January 8, 2021
LPL Financial Recruits Former Kestra Team
January 7, 2021
Hightower Completes Largest RIA Purchase in 12-Year History
January 5, 2021