Tag: Voya
Voya Completes Sale of Independent Financial Planning Channel to Cetera
Voya Financial Inc. (NYSE: VOYA) has completed the sale of Voya Financial Advisors’ independent financial planning channel to Cetera Financial Group. More than 800...
Voya Launches Advisor Managed Accounts Program with Morningstar
Voya Financial Inc. (NYSE: VOYA) has launched a new advisor managed accounts advisory program in collaboration with Morningstar Investment Management LLC.
Voya said that the...
Cetera to Buy Assets of Voya’s Independent Financial Planning Channel
Cetera Financial Group, a network of independently managed broker-dealers, has agreed to purchase the independent financial planning channel of Voya Financial Advisors, Voya’s registered...
Voya to Pay $23 Million to Settle SEC Charges
The Securities and Exchange Commission has ordered Voya Financial Advisors to pay nearly $23 million to settle charges that it breached its fiduciary duties...
Voya Launches Robo-Advice Platform
Voya Financial Advisors Inc., retail wealth management arm of Voya Financial Inc., has launched a new hybrid digital advice platform for its network of...
Voya Escapes FINRA Fine for Self-Reporting Mutual Fund Share Overcharges
Voya Financial Partners dodged a possibly hefty fine after self-reporting to FINRA that it had sold higher sales load mutual fund shares to 143...
SEC Fines Voya Financial $1 Million for Cybersecurity Deficiencies
The Securities and Exchange Commission has fined Voya Financial Advisors Inc $1 million to settle charges related to its alleged failures in cybersecurity policies...
Megatel Appoints Vice President of Sales and Operations
Megatel Capital Investment, the capital markets division of Megatel Homes, has promoted Kris Masias to vice president of sales desk and operations.
“Kris Masias, a...
SEC Charges Voya Advisers for Failure to Disclose Securities Lending Conflict
The Securities and Exchange Commission has charged two investment adviser subsidiaries of Voya Holdings Inc. with failing to disclose conflicts of interest and making...
