Tag: UBS
iCapital to Buy UBS’s $7 Billion Alternative Investment Feeder Fund Platform
iCapital, a global fintech platform focused on alternative investments, has agreed to purchase UBS Fund Advisor LLC, the alternative investment manager and the feeder...
Former UBS Advisor Goes Indie with Prospera
Prospera Financial Services Inc., an independent broker-dealer, has recruited 20-year industry veteran Steven Loerke, founder of California-based Redwood Advisory, who manages $100 million in...
Former UBS Team Leaves Wirehouse Channel for Kestra
Kestra Private Wealth Services, LLC (Kestra PWS), a registered investment adviser subsidiary of Kestra Financial Inc., has added Three Bridges Planning, a five-person team...
Four Former UBS Advisors with $530 Million Go Indie with Backing...
Former UBS wealth advisors Steven Tenney, Joseph Powers, Helen Andreoli, and Jack Piper have partnered with Dynasty Financial Partners to launch an independent wealth...
Bridge Investment Group Hires Managing Director for Capital Markets Group
Bridge Investment Group LLC, a privately-held real estate investment management firm, has appointed Peter LaMassa as managing director in the capital markets group.
In his...
Rich Uncles NNN REIT To Explore Potential Acquisition of Affiliated REIT
RW Holdings NNN REIT Inc., a publicly registered non-traded real estate investment trust also known as Rich Uncles NNN REIT Inc., is considering purchasing...
Prospera Financial Adds $150 Million Team from UBS
Prospera Financial Services Inc., a full-service independent broker-dealer, has added LiveOak Wealth Advisors to its platform.
Based in Lafayette, Louisiana, the LiveOak team spent nine...
LPL’s Gladstone Appoints Former UBS Exec as President of Private Client...
Gladstone Wealth Group, a registered investment advisor affiliated with LPL Financial, the nation's largest independent broker-dealer, has named Robert Limmer as president of its...
InvenTrust Announces Two Leadership Appointments
InvenTrust Properties Corp., a publicly registered non-traded real estate investment trust, has appointed a new board member and company executive.
Amanda Black, the managing director...
SEC Charges Former UBS Broker in $4 Million Scam Targeting Brokerage...
The Securities and Exchange Commission has charged a former registered representative with allegedly defrauding his brokerage customers out of nearly $4 million in a...
Passco Adds Industry Veteran to Multifamily Investment Team
Passco Companies LLC, a sponsor of 1031 Delaware statutory trusts and other alternative investments, has hired 35-year industry veteran Kristi Ruggeberg as its new...
Business Development Corporation of America Buys Stake in $800 Million Triangle...
Business Development Corporation of America, a non-traded business development company previously affiliated with AR Global and currently managed by an affiliate of Benefit Street...
LPL Taps Former UBS Exec as New Managing Director and Head...
LPL Financial LLC., the nation’s largest independent broker-dealer, has named Richard Steinmeier as the firm’s new managing director and head of business development, effective...
Business Development Corporation of America to Participate in $981.2 Million Acquisition
Benefit Street Partners LLC has agreed to purchase the investment portfolio of Triangle Capital Corporation (NYSE: TCAP), a publicly traded business development company, for...
