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TD Ameritrade CEO Tim Hockey to Resign

TD Ameritrade Holding Corporation (Nasdaq: AMTD) said late Monday that its president and chief executive officer Tim Hockey will leave the company in February...

LPL Super-OSJ Stratos Adds Four Firms with $1 Billion AUM, Hires...

Stratos Wealth Network, a super OSJ and hybrid RIA affiliated with LPL Financial with total assets of $13.3 billion, has recruited four independent financial...

RIA Strategic Blueprint Names Former FS Investments Exec as New EVP

Strategic Blueprint LLC, an independent registered investment adviser firm, has named David Pittman to the newly created role of executive vice president. In his...

The Strategic Financial Alliance Launches New RIA with TD Ameritrade

The Strategic Financial Alliance Inc., a privately owned independent broker-dealer with $4.9 billion in advisory and brokerage assets., has launched Strategic Blueprint LLC, a...