Tag: Summit Brokerage Services
Cetera Hires Former FINRA Director as General Counsel
Cetera Financial Group, the second-largest independent financial advisor network in the nation by number of advisors, has hired former FINRA director David A. Greene...
Cetera to Acquire Assets of Foresters’ Brokerage and Advisory Business
Cetera, a network of independent broker-dealer firms, has entered into a definitive agreement to purchase select assets of Foresters Financial's U.S. broker dealer and advisory...
Cetera Adds Teacher-Founded Credit Union to Platform
Cetera, a network of independent broker-dealer firms, has added Rogue Credit Union's Investment Services to the Cetera Financial Institutions platform.
Rogue is a not-for-profit, cooperative...
Cetera Advisor Networks Adds $2.5 Billion OSJ
Cetera Financial Group, a network of independent broker-dealer firms, announced that North Ridge Wealth Planning, a full-service wealth management firm based in Melville, New...
Robert Moore Steps Down as CEO of Cetera, Cites Health Reasons
Cetera, a network of independent broker-dealer firms, announced that Robert Moore is stepping down as its chief executive officer, effective March 31, due to...
Ladenburg Subsidiary Investacorp Adds Father-Son Team to Platform
Investacorp Inc., an independent advisory and brokerage firm that oversees more than $16 billion in total client assets, has added Wealth Innovations to its...
Cetera Hires Former LPL Exec as a Community Financial Institution Director
Cetera, a network of independent broker-dealer firms, has hired Brian Neyland as an independent program manager servicing banks, credit unions and independent advisors in...
Cetera Forms New Board of Directors
Cetera Financial Group, the second-largest independent financial advisor network in the nation by number of advisors, has formed its new board of directors, after...
Cetera Financial Launches Advisor Alignment Program
Cetera Financial Group, a network of independent firms with nearly 8,000 financial advisors, has launched its advisor alignment program, which includes engagement opportunities, investment...
Cetera Appoints Former LPL Exec to Lead Business Development
Cetera Financial Group, a network of six independent broker-dealer firms, has appointed Michael Murray to the role of head of business development.
Murray, who brings...
Cetera Launches New Organizational Structure and Leadership Changes
Cetera Financial Group, a network of independent broker-dealer firms, has launched a new two-channel organizational structure where its six firms will be organized under...
Securities America Transitions 14 More Advisor Groups
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Service (NYSE: LTS), has transitioned 14 independent financial advisory businesses and groups from across...
