Tag: SIMFA
Appeals Court Strikes Down DOL Fiduciary Rule
A federal appeals court voted 2-1 to vacate the Department of Labor's fiduciary rule on the grounds that the regulation bears hallmarks of “unreasonableness”...
DOL Fiduciary Rule Opponents Urge Appeals Court to “Vacate” the Rule
In response to the recent charges levied against broker-dealer Scottrade Inc. by the Massachusetts Securities Division for alleged fiduciary rule violations, opponents of the...
