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Massachusetts Orders NPH Broker-Dealer to Refund Investors for Non-Traded REIT Sales

The Massachusetts Securities Division has ordered SII Investments Inc., an independent broker-dealer within the National Planning Holdings network, to pay restitution to certain Massachusetts...

LPL Financial Adds Former First Allied Team to its Platform

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Sackman & Son Financial Services to its broker-dealer and corporate registered investment advisory platforms....

LPL Reports Earnings Surge During Second Quarter

LPL Financial, the nation’s largest independent broker-dealer, announced its financial results for second quarter ended June 30, 2018. The company reported net income of $119...

LPL Nearly Doubles Earnings in 1Q18, Provides Update on NPH Acquisition

LPL Financial, the nation’s largest independent broker-dealer, announced its financial results for the first quarter ended March 31, 2018 and gave an update on...

LPL Financial Completes NPH Acquisition

LPL Financial, the nation’s largest independent broker-dealer, has completed its acquisition of broker-dealer network National Planning Holdings Inc., which is comprised of INVEST Financial...
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