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Securities America Nabs $560 Million Hybrid

Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has added Goldstein & Associates, an independent wealth management firm...

Securities America Launches Super OSJ With Former SA Stone Wealth Management...

Securities America, a subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has partnered with wealth management industry veteran David Pintaric to launch his...

SEC Bars Former Securities America Broker Over $1 Billion Ponzi Scheme

The Securities and Exchange Commission has barred former Securities America broker, Ronald Roach, who recently pled guilty to participating in a $1 billion Ponzi...

Securities America Recruits Former Summit Brokerage Team

Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited Knight Investments Group Inc., an independent wealth management...

Ladenburg Launches 401(K) Platform for Advisors’ Business Clients

Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded financial services company, has launched a fully-bundled 401(k) program that allows its advisors to provide...

Ladenburg Invests in Impact Investing Start-Up Targeting Millennial Investors

Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded financial services company, has invested in Newday Financial Technologies Inc., a San Francisco-based startup focused...

Longtime Securities America Broker Sentenced to 13 Years for Ponzi Scheme

Hector May, a former Securities America broker who stole millions of dollars from his clients in a Ponzi scheme with his daughter, was sentenced...

Securities America Adds Group with $182 Million in Total Client Assets

Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited Nittany Brokerage Financial, a multi-service independent financial advisory...

Securities America Adds Three Groups with Approximately $245 Million in Client...

Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited three advisory practices with client assets totaling approximately...

Ladenburg Names Veteran Executive to Senior Vice President of Enterprise Services

Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded financial services company, has appointed veteran industry operations and technology executive David Ballard to the...