Tag: Scottrade
DOL Fiduciary Rule Opponents Urge Appeals Court to “Vacate” the Rule
In response to the recent charges levied against broker-dealer Scottrade Inc. by the Massachusetts Securities Division for alleged fiduciary rule violations, opponents of the...
Galvin Charges Scottrade with Fiduciary Rule Violations
Secretary of the Commonwealth William Galvin has charged broker-dealer Scottrade Inc. with dishonest and unethical activity and failure to supervise. Galvin's office alleges that...
