Tag: Schmidt Investment Strategies Group
SEC Obtains $1.1 Million Judgment Against Former Broker
An Ohio federal court entered a consent judgment against John Gregory Schmidt, a former registered representative of Wells Fargo Advisors Financial Network and Stifel,...
Former Wells Fargo Rep Receives 128-Count Indictment for Investment Fraud
John Gregory Schmidt, a former Wells Fargo Advisors Financial Network registered representative, has been indicted on 128 counts for conducting a million-dollar Ponzi scheme...
