Tag: Sandlapper
FINRA Expels Broker-Dealer Sandlapper Securities Following NAC Appeal
On Tuesday, FINRA's National Adjudicatory Council affirmed the expulsion of broker-dealer Sandlapper Securities, as well as the bar of founder and chief executive officer...
Update and Correction: FINRA Panel Recommends Bar of Sandlapper Securities, CEO,...
Yesterday, The DI Wire reported that FINRA had expelled Sandlapper Securities and barred its chief executive officer Trevor Gordon and president Jack Bixler for...
FINRA Hearing Officer Recommends Expulsion of Sandlapper Securities
The Financial Industry Regulatory Authority's Office of Hearing Officers has determined that Sandlapper Securities, through its chief executive officer Trevor Gordon and president Jack...
FINRA Bars Broker for Improper REIT Recommendations
The Financial Industry Regulatory Authority has barred a former Independent Financial Group broker for making unsuitable alternative investment recommendations to many of his senior...
FINRA Suspends Sandlapper Securities for Missing Audit Deadline
Sandlapper Securities, a full-service independent broker-dealer and dealer manager of investment products, has been suspended by the Financial Investment Regulatory Authority for failing to...
Margo Steahly Joins Capital Square 1031 as National Sales Director
Capital Square 1031, a real estate investment and management firm specializing in Delaware statutory trust investments, has hired Margo Steahly to serve as national...
